AUGO: Sousa Mauad Bruno discloses securities transactions

By AlphaYouPublished Sep 30, 2026Form 4

Stocks in this disclosure

Reported activity

Sousa Mauad Bruno

Reporting filer

Sousa Mauad Bruno reported Purchase in Aura Minerals Inc.: 11054 units of Brazilian Depositary Receipts (derivative), dated 2026-09-29. The full Form 4 contains 5 transaction entries.

Disclosed: Sep 30, 2026

Reported details

5 entries

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Brazilian Depositary Receipts (derivative)	Sousa Mauad Bruno	2026-09-29	P	Purchase	11054	26.5305	11,445,730	1 day	Filed terms security Title: Brazilian Depositary Receipts id: F1 transaction Date: 2026-09-29 transaction Form Type: 4 transaction Code: P equity Swap Involved: 0 transaction Timeliness: transaction Shares: 11054 transaction Price Per Share: 26.5305 transaction Acquired Disposed Code: A id: F1 id: F1 underlying Security Title: Common shares, no par value underlying Security Shares: 3684.67 shares Owned Following Transaction: 11445730 direct Or Indirect Ownership: I nature Of Ownership: By Kapitalo Investimentos
Cash-Settled Total Return Swap (derivative)	Sousa Mauad Bruno	2026-09-29	P	Purchase	6739	26.5465	6,739	1 day	Filed terms security Title: Cash-Settled Total Return Swap id: F1 transaction Date: 2026-09-29 transaction Form Type: 4 transaction Code: P equity Swap Involved: 1 transaction Timeliness: transaction Shares: 6739 transaction Price Per Share: 26.5465 id: F2 transaction Acquired Disposed Code: A id: F1 id: F1 underlying Security Title: Common shares, no par value underlying Security Shares: 2246.33 shares Owned Following Transaction: 6739 direct Or Indirect Ownership: I nature Of Ownership: By Kapitalo Investimentos
Cash-Settled Total Return Swap (derivative)	Sousa Mauad Bruno	2026-09-29	S	Sale	3689	27.3159	317,757	1 day	Filed terms security Title: Cash-Settled Total Return Swap id: F1 transaction Date: 2026-09-29 transaction Form Type: 4 transaction Code: S equity Swap Involved: 1 transaction Timeliness: transaction Shares: 3689 transaction Price Per Share: 27.3159 id: F3 transaction Acquired Disposed Code: D id: F1 id: F1 underlying Security Title: Common shares, no par value underlying Security Shares: 1229.67 shares Owned Following Transaction: 317757 direct Or Indirect Ownership: I nature Of Ownership: By Kapitalo Investimentos
Brazilian Depositary Receipts (derivative)	Sousa Mauad Bruno	2026-09-29	S	Sale	6739	26.5305	11,438,991	1 day	Filed terms security Title: Brazilian Depositary Receipts id: F1 transaction Date: 2026-09-29 transaction Form Type: 4 transaction Code: S equity Swap Involved: 0 transaction Timeliness: transaction Shares: 6739 transaction Price Per Share: 26.5305 transaction Acquired Disposed Code: D id: F1 id: F1 underlying Security Title: Common shares, no par value underlying Security Shares: 2246.33 shares Owned Following Transaction: 11438991 direct Or Indirect Ownership: I nature Of Ownership: By Kapitalo Investimentos
Cash-Settled Total Return Swap (derivative)	Sousa Mauad Bruno	2026-09-29	S	Sale	7365	27.3159	40,788	1 day	Filed terms security Title: Cash-Settled Total Return Swap id: F1 transaction Date: 2026-09-29 transaction Form Type: 4 transaction Code: S equity Swap Involved: 1 transaction Timeliness: transaction Shares: 7365 transaction Price Per Share: 27.3159 id: F3 transaction Acquired Disposed Code: D id: F1 id: F1 underlying Security Title: Common shares, no par value underlying Security Shares: 2455 shares Owned Following Transaction: 40788 direct Or Indirect Ownership: I nature Of Ownership: By Kapitalo Investimentos

Brazilian Depositary Receipts (derivative)

Owner: Sousa Mauad Bruno
Date: 2026-09-29
Code: P
Action: Purchase
Quantity: 11054
Price: 26.5305
Following holdings: 11,445,730
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Brazilian Depositary Receipts
id: F1
transaction Date: 2026-09-29
transaction Form Type: 4
transaction Code: P
equity Swap Involved: 0
transaction Timeliness:
transaction Shares: 11054
transaction Price Per Share: 26.5305
transaction Acquired Disposed Code: A
id: F1
id: F1
underlying Security Title: Common shares, no par value
underlying Security Shares: 3684.67
shares Owned Following Transaction: 11445730
direct Or Indirect Ownership: I
nature Of Ownership: By Kapitalo Investimentos

Cash-Settled Total Return Swap (derivative)

Owner: Sousa Mauad Bruno
Date: 2026-09-29
Code: P
Action: Purchase
Quantity: 6739
Price: 26.5465
Following holdings: 6,739
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Cash-Settled Total Return Swap
id: F1
transaction Date: 2026-09-29
transaction Form Type: 4
transaction Code: P
equity Swap Involved: 1
transaction Timeliness:
transaction Shares: 6739
transaction Price Per Share: 26.5465
id: F2
transaction Acquired Disposed Code: A
id: F1
id: F1
underlying Security Title: Common shares, no par value
underlying Security Shares: 2246.33
shares Owned Following Transaction: 6739
direct Or Indirect Ownership: I
nature Of Ownership: By Kapitalo Investimentos

Cash-Settled Total Return Swap (derivative)

Owner: Sousa Mauad Bruno
Date: 2026-09-29
Code: S
Action: Sale
Quantity: 3689
Price: 27.3159
Following holdings: 317,757
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Cash-Settled Total Return Swap
id: F1
transaction Date: 2026-09-29
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 1
transaction Timeliness:
transaction Shares: 3689
transaction Price Per Share: 27.3159
id: F3
transaction Acquired Disposed Code: D
id: F1
id: F1
underlying Security Title: Common shares, no par value
underlying Security Shares: 1229.67
shares Owned Following Transaction: 317757
direct Or Indirect Ownership: I
nature Of Ownership: By Kapitalo Investimentos

Brazilian Depositary Receipts (derivative)

Owner: Sousa Mauad Bruno
Date: 2026-09-29
Code: S
Action: Sale
Quantity: 6739
Price: 26.5305
Following holdings: 11,438,991
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Brazilian Depositary Receipts
id: F1
transaction Date: 2026-09-29
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
transaction Timeliness:
transaction Shares: 6739
transaction Price Per Share: 26.5305
transaction Acquired Disposed Code: D
id: F1
id: F1
underlying Security Title: Common shares, no par value
underlying Security Shares: 2246.33
shares Owned Following Transaction: 11438991
direct Or Indirect Ownership: I
nature Of Ownership: By Kapitalo Investimentos

Cash-Settled Total Return Swap (derivative)

Owner: Sousa Mauad Bruno
Date: 2026-09-29
Code: S
Action: Sale
Quantity: 7365
Price: 27.3159
Following holdings: 40,788
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Cash-Settled Total Return Swap
id: F1
transaction Date: 2026-09-29
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 1
transaction Timeliness:
transaction Shares: 7365
transaction Price Per Share: 27.3159
id: F3
transaction Acquired Disposed Code: D
id: F1
id: F1
underlying Security Title: Common shares, no par value
underlying Security Shares: 2455
shares Owned Following Transaction: 40788
direct Or Indirect Ownership: I
nature Of Ownership: By Kapitalo Investimentos

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Sousa Mauad Bruno: Director.
F1: BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.
F2: Kapitalo Investimentos entered into a cash-settled total return swap pursuant to which it will pay any increase in, and receive any decrease in, the price of 6,739 Brazilian Depository Receipts, from an initial price per Brazilian Depository Receipt of BRL138.58. The final valuation date (subject to early termination by the parties) is September 30, 2026.
F3: Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $27.32 using the Banco Central do Brasil's conversion rate as of September 29, 2026.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Brazilian Depositary Receipts (derivative)

Sousa Mauad Bruno

2026-09-29

Purchase

11054

26.5305

11,445,730

1 day

Filed terms

security Title: Brazilian Depositary Receipts
id: F1
transaction Date: 2026-09-29
transaction Form Type: 4
transaction Code: P
equity Swap Involved: 0
transaction Timeliness:
transaction Shares: 11054
transaction Price Per Share: 26.5305
transaction Acquired Disposed Code: A
id: F1
id: F1
underlying Security Title: Common shares, no par value
underlying Security Shares: 3684.67
shares Owned Following Transaction: 11445730
direct Or Indirect Ownership: I
nature Of Ownership: By Kapitalo Investimentos

Cash-Settled Total Return Swap (derivative)

Sousa Mauad Bruno

2026-09-29

Purchase

6739

26.5465

6,739

1 day

Filed terms

security Title: Cash-Settled Total Return Swap
id: F1
transaction Date: 2026-09-29
transaction Form Type: 4
transaction Code: P
equity Swap Involved: 1
transaction Timeliness:
transaction Shares: 6739
transaction Price Per Share: 26.5465
id: F2
transaction Acquired Disposed Code: A
id: F1
id: F1
underlying Security Title: Common shares, no par value
underlying Security Shares: 2246.33
shares Owned Following Transaction: 6739
direct Or Indirect Ownership: I
nature Of Ownership: By Kapitalo Investimentos

Cash-Settled Total Return Swap (derivative)

Sousa Mauad Bruno

2026-09-29

Sale

3689

27.3159

317,757

1 day

Filed terms

security Title: Cash-Settled Total Return Swap
id: F1
transaction Date: 2026-09-29
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 1
transaction Timeliness:
transaction Shares: 3689
transaction Price Per Share: 27.3159
id: F3
transaction Acquired Disposed Code: D
id: F1
id: F1
underlying Security Title: Common shares, no par value
underlying Security Shares: 1229.67
shares Owned Following Transaction: 317757
direct Or Indirect Ownership: I
nature Of Ownership: By Kapitalo Investimentos

Brazilian Depositary Receipts (derivative)

Sousa Mauad Bruno

2026-09-29

Sale

6739

26.5305

11,438,991

1 day

Filed terms

security Title: Brazilian Depositary Receipts
id: F1
transaction Date: 2026-09-29
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
transaction Timeliness:
transaction Shares: 6739
transaction Price Per Share: 26.5305
transaction Acquired Disposed Code: D
id: F1
id: F1
underlying Security Title: Common shares, no par value
underlying Security Shares: 2246.33
shares Owned Following Transaction: 11438991
direct Or Indirect Ownership: I
nature Of Ownership: By Kapitalo Investimentos

Cash-Settled Total Return Swap (derivative)

Sousa Mauad Bruno

2026-09-29

Sale

7365

27.3159

40,788

1 day

Filed terms

security Title: Cash-Settled Total Return Swap
id: F1
transaction Date: 2026-09-29
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 1
transaction Timeliness:
transaction Shares: 7365
transaction Price Per Share: 27.3159
id: F3
transaction Acquired Disposed Code: D
id: F1
id: F1
underlying Security Title: Common shares, no par value
underlying Security Shares: 2455
shares Owned Following Transaction: 40788
direct Or Indirect Ownership: I
nature Of Ownership: By Kapitalo Investimentos

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Sousa Mauad Bruno: Director.

F1: BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.

F2: Kapitalo Investimentos entered into a cash-settled total return swap pursuant to which it will pay any increase in, and receive any decrease in, the price of 6,739 Brazilian Depository Receipts, from an initial price per Brazilian Depository Receipt of BRL138.58. The final valuation date (subject to early termination by the parties) is September 30, 2026.

F3: Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $27.32 using the Banco Central do Brasil's conversion rate as of September 29, 2026.