HTGC: Botelho Kiersten Zaza reports tax withholding on shares
By AlphaYouPublished Form 4
Botelho Kiersten Zaza
Reporting filer
Botelho Kiersten Zaza reports tax withholding on shares, not an open-market purchase or sale, in Hercules Capital, Inc.. Form 4 filed Oct 13, 2026 lists 2 entries.
- Disclosed
- Oct 13, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Botelho Kiersten Zaza | 2026-10-09 | F | Tax/exercise withholding | 1018.00 | 16.51 | 88,370 | 4 days | Filed terms
|
| Common Stock | Botelho Kiersten Zaza | 2026-10-09 | F | Tax/exercise withholding | 956.00 | 16.51 | 87,414 | 4 days | Filed terms
|
Common Stock
- Owner
- Botelho Kiersten Zaza
- Date
- 2026-10-09
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 1018.00
- Price
- 16.51
- Following holdings
- 88,370
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-09
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 1018.00
- id: F1
- transaction Price Per Share: 16.51
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 88370.00
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Botelho Kiersten Zaza
- Date
- 2026-10-09
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 956.00
- Price
- 16.51
- Following holdings
- 87,414
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-09
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 956.00
- id: F1
- transaction Price Per Share: 16.51
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 87414.00
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Botelho Kiersten Zaza: Chief Legal Officer & CCO.
- F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 9, 2026.
Original sources
Prepared automatically from public filing data. Report a correction.