Hercules Capital (HTGC) Insider Trades, Congress & Funds

Smart money at a glance

Filings to Oct 31, 2026

No insider open-market trades in 90 days (SEC Form 4). Congress: no trades disclosed in 180 days.

Company insidersSEC Form 4, last 90 days: $0No open-market trades
CongressSTOCK Act, last 180 days: NoneNo trades disclosed
Big fundsSEC 13F, quarter ended Jun 30, 2026: 1 added, 1 cutEven

Analysts

What do analysts expect?

Analyst target and ratings are on paid plans

See the 12-month consensus target and the buy/hold/sell rating split.

Unlock the full results

Questions about HTGC filings

Are insiders buying or selling Hercules Capital, Inc. (HTGC) stock?

Neither. Hercules Capital, Inc. (HTGC) insiders filed no open-market purchases or sales in the 90 days to Oct 31, 2026, according to SEC Form 4 filings.

Which members of Congress have traded HTGC recently?

None. No member of Congress disclosed a HTGC trade with a trade date in the last 180 days, according to House and Senate STOCK Act filings.

How current is this HTGC smart-money data?

This summary uses filings available on Oct 31, 2026. Insiders must report trades to the SEC within 2 business days, members of Congress have up to 45 days to disclose a trade, and funds file 13F holdings up to 45 days after each quarter ends, so the latest moves may not be public yet.

13F: filed up to 45 days late.

Smart money on HTGC

Lean long1 source:
- Funds
Neutral1 source:
- Politicians

Top traders
No tracked positions at the last update
Insiders
No recent insider filings found
Politicians
- Virginia Foxx, sold $50K–$100K, disclosed Feb 6
- Virginia Foxx, bought $1K–$15K, disclosed Dec 1
Neutral · thin1 buy · 1 saleCongress
Congress filings. Amounts are filing ranges, not prices, and filings can lag the trade.
Funds
Lean long2 added · 1 trimmed
Quarter-end 13F holdings changes, not live trades. A trim is not a short.
Fin-fluencers
No recent posts found

Each bar is 100% of that source’s money. The notch marks an even split.

Lean is the direction of the latest moves. Descriptive, not advice.

Questions about HTGC filings

Are insiders buying or selling Hercules Capital, Inc. (HTGC) stock?

Neither. Hercules Capital, Inc. (HTGC) insiders filed no open-market purchases or sales in the 90 days to Oct 31, 2026, according to SEC Form 4 filings.

Which members of Congress have traded HTGC recently?

None. No member of Congress disclosed a HTGC trade with a trade date in the last 180 days, according to House and Senate STOCK Act filings.

How current is this HTGC smart-money data?

Funds

What funds are doing

3 moves · 6 mo

Buys/Adds$40.7MSells/Trims$22.1M

Buys/Adds (2)

CI
Citadel
Ken Griffin · Q2 2026 13F
$34.3M
added
Signals like this: n=13770, 53% finished lower at D15, median -0.4% vs SPY -0.4%
JC
JPMorgan Chase
Q1 2026 13F
$6.4M
added

Sells/Trims (1)

QR
Qube Research
Q2 2026 13F
$22.1M
trimmed
Signals like this: n=7469, 53% finished lower at D15, median -0.5% vs SPY -0.4%

Unlock everything for $29/month

Unlock for $29/month

Reported Oct 29, 2026

Results versus expectations

Documents

Quarterly report10-Q Annual report10-K Every filing

Last report

Oct 29, 2026

Period ending

Sep 30, 2026

Earnings per share

Unavailable

EPS comparison unavailable

Investment income

$140.1M

SEC filing · Investment income

Next report

What the street expects next

Previous reports

Quarter / reported	Earnings per share	Beat or miss	Revenue / income	Revenue vs last year
Sep 30, 2026Reported Oct 29, 2026	Not on file	No estimate	$140.1MSEC filing	+1.5%from $138.1M
Jun 30, 2026Reported Jul 30, 2026	$0.50est. $0.50	+0.00%in line	$149.1MSEC filing	+8.5%from $137.5M
Mar 31, 2026Reported May 5, 2026	$0.48est. $0.47	+2.13%beat	Not on file	Not on file
Dec 31, 2025Reported Feb 12, 2026	$0.48est. $0.49	-2.04%miss	Not on file	Not on file
Sep 30, 2025Reported Oct 30, 2025	$0.49est. $0.48	+2.08%beat	$138.1MSEC filing	No year-ago quarter
Jun 30, 2025Reported Jul 31, 2025	$0.50est. $0.47	+6.38%beat	$137.5MSEC filing	No year-ago quarter
Mar 31, 2025Reported May 1, 2025	$0.45est. $0.47	-4.26%miss	Not on file	Not on file
Dec 31, 2024Reported Feb 13, 2025	$0.49est. $0.50	-2.00%miss	Not on file	Not on file

Earnings per share comes from Yahoo Finance where available, then Alpha Vantage or the company release. Revenue comes from company releases, SEC filings, Alpha Vantage or Yahoo Finance. A beat or miss needs an analyst estimate on the same basis as the reported figure, so quarters without one show none. Non-USD amounts carry their currency code.

Open: $16.70
52-wk high: $17.93
High: $16.93
52-wk low: $12.98
Low: $16.68
Prev close: $16.61
Mkt cap: $3.16B
P/E: 8.4x
ROE: +17.3%
Fwd P/E: 8.4x
Beta: 0.76
Div yield: 9.63%
P/S: 5.6x
P/B: 1.4x
Profit margin: +67.7%
Op margin: +83.2%

Fundamentals

Is the business strong?

Fairly priced and profitable.

Net margin: 67.7%
P/E: 8.41
Forward P/E: 8.43
Market cap: $3.2B

Valuation

P/S5.59
P/B1.37
Dividend yield9.6%

Quality

Operating margin83.2%
ROE17.3%
ROA6.6%

Growth

Beta0.76

Technicals

Price structure

This stock is trending upward.

Trend

Constructive

60 / 100

RSI 14

59balanced

20D volatility

18%annualized

52-week range

$16.91

$12.98$17.93

20D support

$15.96recent floor

20D resistance

$17.08recent ceiling

Returns

5D +2.5%20D -0.2%60D +4.2%

Price vs moving averages

SMA20 +2.6%SMA50 -0.6%SMA200 +8.4%

Volume pace

0.82xvs prior 20D

Smart money at a glance

Filings to Oct 31, 2026

No insider open-market trades in 90 days (SEC Form 4). Congress: no trades disclosed in 180 days.

Company insidersSEC Form 4, last 90 days: $0No open-market trades
CongressSTOCK Act, last 180 days: NoneNo trades disclosed
Big fundsSEC 13F, quarter ended Jun 30, 2026: 1 added, 1 cutEven

Analysts

What do analysts expect?

Analyst target and ratings are on paid plans

See the 12-month consensus target and the buy/hold/sell rating split.

Unlock the full results

Questions about HTGC filings

Are insiders buying or selling Hercules Capital, Inc. (HTGC) stock?

Neither. Hercules Capital, Inc. (HTGC) insiders filed no open-market purchases or sales in the 90 days to Oct 31, 2026, according to SEC Form 4 filings.

Which members of Congress have traded HTGC recently?

None. No member of Congress disclosed a HTGC trade with a trade date in the last 180 days, according to House and Senate STOCK Act filings.

How current is this HTGC smart-money data?

13F: filed up to 45 days late.

Smart money on HTGC

Lean long1 source:
- Funds
Neutral1 source:
- Politicians

Top traders
No tracked positions at the last update
Insiders
No recent insider filings found
Politicians
- Virginia Foxx, sold $50K–$100K, disclosed Feb 6
- Virginia Foxx, bought $1K–$15K, disclosed Dec 1
Neutral · thin1 buy · 1 saleCongress
Congress filings. Amounts are filing ranges, not prices, and filings can lag the trade.
Funds
Lean long2 added · 1 trimmed
Quarter-end 13F holdings changes, not live trades. A trim is not a short.
Fin-fluencers
No recent posts found

Each bar is 100% of that source’s money. The notch marks an even split.

Lean is the direction of the latest moves. Descriptive, not advice.

Questions about HTGC filings

Are insiders buying or selling Hercules Capital, Inc. (HTGC) stock?

Neither. Hercules Capital, Inc. (HTGC) insiders filed no open-market purchases or sales in the 90 days to Oct 31, 2026, according to SEC Form 4 filings.

Which members of Congress have traded HTGC recently?

None. No member of Congress disclosed a HTGC trade with a trade date in the last 180 days, according to House and Senate STOCK Act filings.

How current is this HTGC smart-money data?

Funds

What funds are doing

3 moves · 6 mo

Buys/Adds$40.7MSells/Trims$22.1M

Buys/Adds (2)

CI
Citadel
Ken Griffin · Q2 2026 13F
$34.3M
added
Signals like this: n=13770, 53% finished lower at D15, median -0.4% vs SPY -0.4%
JC
JPMorgan Chase
Q1 2026 13F
$6.4M
added

Sells/Trims (1)

QR
Qube Research
Q2 2026 13F
$22.1M
trimmed
Signals like this: n=7469, 53% finished lower at D15, median -0.5% vs SPY -0.4%

Unlock everything for $29/month

Unlock for $29/month

Reported Oct 29, 2026

Results versus expectations

Documents

Quarterly report10-Q Annual report10-K Every filing

Last report

Oct 29, 2026

Period ending

Sep 30, 2026

Earnings per share

Unavailable

EPS comparison unavailable

Investment income

$140.1M

SEC filing · Investment income

Next report

What the street expects next

Previous reports

Quarter / reported	Earnings per share	Beat or miss	Revenue / income	Revenue vs last year
Sep 30, 2026Reported Oct 29, 2026	Not on file	No estimate	$140.1MSEC filing	+1.5%from $138.1M
Jun 30, 2026Reported Jul 30, 2026	$0.50est. $0.50	+0.00%in line	$149.1MSEC filing	+8.5%from $137.5M
Mar 31, 2026Reported May 5, 2026	$0.48est. $0.47	+2.13%beat	Not on file	Not on file
Dec 31, 2025Reported Feb 12, 2026	$0.48est. $0.49	-2.04%miss	Not on file	Not on file
Sep 30, 2025Reported Oct 30, 2025	$0.49est. $0.48	+2.08%beat	$138.1MSEC filing	No year-ago quarter
Jun 30, 2025Reported Jul 31, 2025	$0.50est. $0.47	+6.38%beat	$137.5MSEC filing	No year-ago quarter
Mar 31, 2025Reported May 1, 2025	$0.45est. $0.47	-4.26%miss	Not on file	Not on file
Dec 31, 2024Reported Feb 13, 2025	$0.49est. $0.50	-2.00%miss	Not on file	Not on file

Open: $16.70
52-wk high: $17.93
High: $16.93
52-wk low: $12.98
Low: $16.68
Prev close: $16.61
Mkt cap: $3.16B
P/E: 8.4x
ROE: +17.3%
Fwd P/E: 8.4x
Beta: 0.76
Div yield: 9.63%
P/S: 5.6x
P/B: 1.4x
Profit margin: +67.7%
Op margin: +83.2%

Fundamentals

Is the business strong?

Fairly priced and profitable.

Net margin: 67.7%
P/E: 8.41
Forward P/E: 8.43
Market cap: $3.2B

Valuation

P/S5.59
P/B1.37
Dividend yield9.6%

Quality

Operating margin83.2%
ROE17.3%
ROA6.6%

Growth

Beta0.76

Technicals

Price structure

This stock is trending upward.

Trend

Constructive

60 / 100

RSI 14

59balanced

20D volatility

18%annualized

52-week range

$16.91

$12.98$17.93

20D support

$15.96recent floor

20D resistance

$17.08recent ceiling

Returns

5D +2.5%20D -0.2%60D +4.2%

Price vs moving averages

SMA20 +2.6%SMA50 -0.6%SMA200 +8.4%

Volume pace

0.82xvs prior 20D

Hercules Capital, Inc.

Smart money at a glance

What do analysts expect?

Questions about HTGC filings

Smart money on HTGC

Questions about HTGC filings

What funds are doing

What Congress is doing

How top traders are positioned

Unlock everything for $29/month

Results versus expectations

What the street expects next

Previous reports

Is the business strong?

Price structure

Ask it in Claude or ChatGPT.

Hercules Capital, Inc.

Smart money at a glance

What do analysts expect?

Questions about HTGC filings

Smart money on HTGC

Questions about HTGC filings

What funds are doing

What Congress is doing

How top traders are positioned

Unlock everything for $29/month

Results versus expectations

What the street expects next

Previous reports

Is the business strong?

Price structure

Ask it in Claude or ChatGPT.

Hercules Capital, Inc.

Overview

Questions about HTGC filings

Smart money

Unlock everything for $29/month

Earnings

Previous reports

Financials

Technicals

Ask it in Claude or ChatGPT.

Hercules Capital, Inc.

Overview

Questions about HTGC filings

Smart money

Unlock everything for $29/month

Earnings

Previous reports

Financials

Technicals

Ask it in Claude or ChatGPT.