Mauad Bruno Sousa reports a conversion at Aura Minerals
By AlphaYouPublished Form 4
Sousa Mauad Bruno
Reporting filer
Mauad Bruno Sousa reports a conversion, not an open-market purchase or sale, in Aura Minerals Inc.. Form 4 filed Nov 4, 2026 lists 2 entries.
- Disclosed
- Nov 4, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Cash-Settled Total Return Swap (derivative) | Sousa Mauad Bruno | 2026-11-03 | C | Conversion | 24651 | 21.3507 | 24,651 | 1 day | Filed terms
|
| Brazilian Depositary Receipts (derivative) | Sousa Mauad Bruno | 2026-11-03 | C | Conversion | 24651 | 21.3379 | 11,414,340 | 1 day | Filed terms
|
Cash-Settled Total Return Swap (derivative)
- Owner
- Sousa Mauad Bruno
- Date
- 2026-11-03
- Code
- C
- Action
- Conversion
- Quantity
- 24651
- Price
- 21.3507
- Following holdings
- 24,651
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Cash-Settled Total Return Swap
- id: F1
- transaction Date: 2026-11-03
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: 1
- transaction Timeliness:
- transaction Shares: 24651
- transaction Price Per Share: 21.3507
- id: F2
- transaction Acquired Disposed Code: A
- id: F1
- id: F1
- underlying Security Title: Common shares, no par value
- underlying Security Shares: 8217
- shares Owned Following Transaction: 24651
- direct Or Indirect Ownership: I
- nature Of Ownership: By Kapitalo Investimentos
Brazilian Depositary Receipts (derivative)
- Owner
- Sousa Mauad Bruno
- Date
- 2026-11-03
- Code
- C
- Action
- Conversion
- Quantity
- 24651
- Price
- 21.3379
- Following holdings
- 11,414,340
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Brazilian Depositary Receipts
- id: F1
- transaction Date: 2026-11-03
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 24651
- transaction Price Per Share: 21.3379
- id: F3
- transaction Acquired Disposed Code: D
- id: F1
- id: F1
- underlying Security Title: Common shares, no par value
- underlying Security Shares: 8217
- shares Owned Following Transaction: 11414340
- direct Or Indirect Ownership: I
- nature Of Ownership: By Kapitalo Investimentos
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Sousa Mauad Bruno: Director.
- F1: BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.
- F2: Kapitalo Investimentos entered into a cash-settled total return swap pursuant to which it will receive any increase in, and pay any decrease in, the price of 24,651 Brazilian Depositary Receipts, from an initial price per Brazilian Depositary Receipt of BRL117.29. The final valuation date (subject to early termination by the parties) is November 30, 2026. The swap was entered into with the proceeds of a sale of an equivalent number of Brazilian Depositary Receipts reported in this table.
- F3: The proceeds of the sale were used to enter into a cash-settled total return swap referencing an equivalent number of Brazilian Depositary Receipts. See corresponding transaction in this table.
Original sources
Prepared automatically from public filing data. Report a correction.