Gladstone Investment (GAIN) Insider Trades, Congress & Funds

Smart money at a glance

Filings to Nov 14, 2026

Net buying: insiders sold $0 and bought $24K on the open market in 90 days (SEC Form 4). Congress: no trades disclosed in 180 days.

Company insidersForm 4, 90 days: +$24K net
CongressSTOCK Act, 180 days: None
Big funds13F, latest quarter: No large changes
Federal contractsUSAspending.gov, 12 months: No awards

Analysts

What do analysts expect?

Analyst target and ratings are on paid plans

Unlock the full results

Questions about GAIN filings

Are insiders buying or selling Gladstone Investment Corporation (GAIN) stock?

Net buying: insiders sold $0 and bought $24K of GAIN stock on the open market in the 90 days to Nov 14, 2026, according to SEC Form 4 filings. The largest was Ritchie, Taylor (Chief Financial Officer), who bought $24K. The latest filing was on Aug 19, 2026.

Which members of Congress have traded GAIN recently?

None. No member of Congress disclosed a GAIN trade with a trade date in the last 180 days, according to House and Senate STOCK Act filings.

How current is this GAIN smart-money data?

This summary uses filings available on Nov 14, 2026. Insiders must report trades to the SEC within 2 business days, members of Congress have up to 45 days to disclose a trade, and funds file 13F holdings up to 45 days after each quarter ends, so the latest moves may not be public yet.

TRRitchieInsider, filed Aug 19Bought$24.3K

Smart money on GAIN

Lean long1 source:
- Insiders

Top traders
No tracked positions at the last update
Insiders
- Taylor Ritchie, bought $24.3K, open market, filed Aug 19
Lean long · thin1 buy · $24.3K
Form 4 filings, open market.
Congress
No recent politician filings found
Funds
No recent fund filings found
Influencers
No recent posts found

Each bar is 100% of that source’s money. The notch marks an even split.

Lean is the direction of the latest moves. Descriptive, not advice.

Questions about GAIN filings

Are insiders buying or selling Gladstone Investment Corporation (GAIN) stock?

Which members of Congress have traded GAIN recently?

None. No member of Congress disclosed a GAIN trade with a trade date in the last 180 days, according to House and Senate STOCK Act filings.

How current is this GAIN smart-money data?

Insiders

What insiders are doing

1 trade · 6 mo

Bought$24K

Buys (1)

RT
Ritchie Taylor
Chief Financial Officer · Aug 19
$24K
bought

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Reported Nov 9, 2026

Earnings came in 41.5% below what analysts expected.

Documents

Quarterly report10-Q Annual report10-K Every filing

Last report

Nov 9, 2026

Period ending

Sep 30, 2026

Earnings per share

$0.12-41.46% miss

$0.20 expected

Investment income

$24.2M

SEC filing · Investment income

EPS: Yahoo Finance

Next report

What the street expects next

Estimates as of Nov 13, 2026

EPS expected

$0.21

$0.16 to $0.25

Revenue expected

$26.5M

4 analysts

Last 30 days

2up2down

Split both ways

Previous reports

Quarter / reported	Earnings per share	Beat or miss	Revenue / income	Revenue vs last year
Sep 30, 2026Reported Nov 9, 2026	$0.12est. $0.20	-41.46%miss	$24.2MSEC filing	-4.4%from $25.3M
Jun 30, 2026Reported Aug 6, 2026	$0.26est. $0.24	+8.33%beat	$28.4MSEC filing	+20.4%from $23.5M
Mar 31, 2026Reported May 12, 2026	$2.07est. $0.23	+$1.84beat	Not on file	Not on file
Dec 31, 2025Reported Feb 3, 2026	-$0.16est. $0.23	-$0.39miss	Not on file	Not on file
Sep 30, 2025Reported Nov 4, 2025	$0.11est. $0.23	-51.75%miss	$25.3MSEC filing	No year-ago quarter
Jun 30, 2025Reported Aug 12, 2025	Not on file	No estimate	$23.5MSEC filing	No year-ago quarter
Mar 31, 2025Reported May 13, 2025	$0.20est. $0.23	-13.04%miss	Not on file	Not on file
Dec 31, 2024Reported Feb 12, 2025	$0.03est. $0.24	-87.50%miss	Not on file	Not on file

Earnings per share comes from Yahoo Finance where available, then Alpha Vantage or the company release. Revenue comes from company releases, SEC filings, Alpha Vantage or Yahoo Finance. A beat or miss needs an analyst estimate on the same basis as the reported figure, so quarters without one show none. Non-USD amounts carry their currency code.

Open: $15.17
High: $15.48
Low: $15.16
Prev close: $15.01
52-wk high: $16.76
52-wk low: $12.58
Mkt cap: $582.6M
P/E: 3.8x
ROE: +29.2%
Fwd P/E: 40.0x
Beta: 0.71
P/S: 4.2x
P/B: 0.9x
Profit margin: +158.9%
Op margin: +94.4%

Fundamentals

Is the business strong?

Fairly priced and profitable.

Net margin: 158.9%
P/E: 3.82
Forward P/E: 40.00
Market cap: $583M

Valuation

P/S4.17
P/B0.92
Dividend yield0.0%

Quality

Operating margin94.4%
ROE29.2%
ROA2.4%

Growth

Beta0.71

Technicals

Price structure

This stock is in a strong uptrend.

Trend

Strong uptrend

80 / 100

RSI 14

60balanced

20D volatility

21%annualized

52-week range

$15.19

$12.58$16.76

20D support

$14.46recent floor

20D resistance

$15.61recent ceiling

Returns

5D -1.4%20D +0.9%60D -5.1%

Price vs moving averages

SMA20 +1.4%SMA50 -1.3%SMA200 +0.9%

Volume pace

1.16xvs prior 20D

Quarter / reported

Earnings per share

Beat or miss

Revenue / income

Revenue vs last year

Sep 30, 2026Nov 9, 2026

$0.12est. $0.20

-41.46%

$24.2MSEC filing

-4.4%from $25.3M

Jun 30, 2026Aug 6, 2026

$0.26est. $0.24

+8.33%

$28.4MSEC filing

+20.4%from $23.5M

Mar 31, 2026May 12, 2026

$2.07est. $0.23

+$1.84

Not on file

Dec 31, 2025Feb 3, 2026

-$0.16est. $0.23

-$0.39

Not on file

Sep 30, 2025Nov 4, 2025

$0.11est. $0.23

-51.75%

$25.3MSEC filing

No year-ago quarter

Jun 30, 2025Aug 12, 2025

Not on file

No estimate

$23.5MSEC filing

No year-ago quarter

Mar 31, 2025May 13, 2025

$0.20est. $0.23

-13.04%

Not on file

Dec 31, 2024Feb 12, 2025

$0.03est. $0.24

-87.50%

Not on file

Gladstone Investment Corporation

Smart money at a glance

What do analysts expect?

Questions about GAIN filings

Smart money on GAIN

Questions about GAIN filings

What insiders are doing

How top traders are positioned

Unlock everything for $29/month

Earnings came in 41.5% below what analysts expected.

What the street expects next

Previous reports

Is the business strong?

Price structure

Ask it in Claude or ChatGPT.

Gladstone Investment Corporation

Smart money at a glance

What do analysts expect?

Questions about GAIN filings

Smart money on GAIN

Questions about GAIN filings

What insiders are doing

How top traders are positioned

Unlock everything for $29/month

Earnings came in 41.5% below what analysts expected.

What the street expects next

Previous reports

Is the business strong?

Price structure

Ask it in Claude or ChatGPT.

Gladstone Investment Corporation

Overview

Questions about GAIN filings

Smart money

Unlock everything for $29/month

Earnings

Previous reports

Financials

Technicals

Ask it in Claude or ChatGPT.

Gladstone Investment Corporation

Overview

Questions about GAIN filings

Smart money

Unlock everything for $29/month

Earnings

Previous reports

Financials

Technicals

Ask it in Claude or ChatGPT.