AlphaYouNP: Duffy Matthew Paul discloses securities transactions
By AlphaYouPublished Form 4
Duffy Matthew Paul
Reporting filer
Duffy Matthew Paul reported Tax/exercise withholding in Neptune Insurance Holdings Inc.: 98381 units of Class A Common Stock, dated 2026-09-30. The full Form 4 contains 2 transaction entries.
- Disclosed
- Oct 2, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Duffy Matthew Paul | 2026-09-30 | F | Tax/exercise withholding | 98381 | 27.35 | 1,853,472 | 2 days | Filed terms
|
| Class A Common Stock | Duffy Matthew Paul | 2026-09-30 | A | Grant or award | 191896 | 0 | 2,045,368 | 2 days | Filed terms
|
Class A Common Stock
- Owner
- Duffy Matthew Paul
- Date
- 2026-09-30
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 98381
- Price
- 27.35
- Following holdings
- 1,853,472
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Class A Common Stock
- transaction Date: 2026-09-30
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 98381
- id: F1
- transaction Price Per Share: 27.35
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 1853472
- id: F2
- direct Or Indirect Ownership: D
Class A Common Stock
- Owner
- Duffy Matthew Paul
- Date
- 2026-09-30
- Code
- A
- Action
- Grant or award
- Quantity
- 191896
- Price
- 0
- Following holdings
- 2,045,368
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Class A Common Stock
- transaction Date: 2026-09-30
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 191896
- id: F3
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 2045368
- id: F2
- id: F4
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Duffy Matthew Paul: President & Chief Risk Officer, Other reporting owner.
- F1: Represents shares of Class A Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units on September 30, 2026. No shares were sold by the Reporting Person. The price reported in Column 4 is the closing price of the Class A Common Stock on the New York Stock Exchange on September 30, 2026.
- F2: Includes 527,902 shares of Class A Common Stock underlying an award of time-based restricted stock units, as amended, which remain held directly by the Reporting Person. The restricted stock units vested as to 263,951 shares on September 30, 2026 and vest as to the remaining 527,902 shares in eight quarterly installments of 65,987 or 65,988 shares each on the last day of each calendar quarter thereafter through September 30, 2028, in each case subject to the continuous service of the Reporting Person through the applicable vesting date.
- F3: Represents shares of Class A Common Stock underlying an award of time-based restricted stock units granted on September 30, 2026. The restricted stock units vest in four quarterly installments of 47,974 shares each on the last day of each calendar quarter from December 31, 2028 through September 30, 2029, in each case subject to the continuous service of the Reporting Person through the applicable vesting date.
- F4: Includes 191,896 shares of Class A Common Stock underlying the award of time-based restricted stock units reported on this Form 4.
Original sources
Prepared automatically from public filing data. Report a correction.