AlphaYouGEG: Kleinman Adam M discloses securities transactions
By AlphaYouPublished Form 4
Kleinman Adam M
Reporting filer
Kleinman Adam M reported Grant or award in Great Elm Group, Inc.: 40104 units of Common Stock, dated 2026-09-21. The full Form 4 contains 3 transaction entries.
- Disclosed
- Sep 23, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Kleinman Adam M | 2026-09-21 | A | Grant or award | 40104 | 0 | 625,498 | 2 days | Filed terms
|
| Common Stock | Kleinman Adam M | 2026-09-21 | F | Tax/exercise withholding | 17367 | 2.15 | 608,131 | 2 days | Filed terms
|
| Stock Options (right to buy) (derivative) | Kleinman Adam M | 2026-09-21 | A | Grant or award | 40000 | 0 | 40,000 | 2 days | Filed terms
|
Common Stock
- Owner
- Kleinman Adam M
- Date
- 2026-09-21
- Code
- A
- Action
- Grant or award
- Quantity
- 40104
- Price
- 0
- Following holdings
- 625,498
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 40104
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 625498
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Kleinman Adam M
- Date
- 2026-09-21
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 17367
- Price
- 2.15
- Following holdings
- 608,131
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 17367
- id: F2
- transaction Price Per Share: 2.15
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 608131
- direct Or Indirect Ownership: D
Stock Options (right to buy) (derivative)
- Owner
- Kleinman Adam M
- Date
- 2026-09-21
- Code
- A
- Action
- Grant or award
- Quantity
- 40000
- Price
- 0
- Following holdings
- 40,000
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Stock Options (right to buy)
- conversion Or Exercise Price: 3.00
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 40000
- id: F3
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F3
- expiration Date: 2031-09-20
- underlying Security Title: Common Stock
- underlying Security Shares: 40000
- shares Owned Following Transaction: 40000
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Kleinman Adam M: President.
- F1: Mr. Kleinman was awarded 40,104 shares of restricted stock, one-quarter of which vested on the grant date, September 21, 2026, and the remainder of which vest in equal annual installments on September 20th of each year until September 20, 2029, contingent on continued employment by Great Elm Group, Inc.
- F2: Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3.
- F3: Mr. Kleinman was awarded options to purchase 40,000 shares of common stock of Great Elm Group, Inc., 50% of which vested on the grant date, September 21, 2026, and the remainder of which will vest on September 20, 2027, contingent on continued employment by Great Elm Group, Inc.
Original sources
Prepared automatically from public filing data. Report a correction.