AlphaYouCARL: Heppenstall Richard discloses securities transactions
By AlphaYouPublished Form 4
Heppenstall Richard
Reporting filer
Heppenstall Richard reported Grant or award in CARLSMED, INC.: 89286 units of Common Stock, dated 2026-09-28. The full Form 4 contains 2 transaction entries.
- Disclosed
- Sep 30, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Heppenstall Richard | 2026-09-28 | A | Grant or award | 89286 | 0 | 89,286 | 2 days | Filed terms
|
| Stock Option (Right to Buy) (derivative) | Heppenstall Richard | 2026-09-28 | A | Grant or award | 180137 | 0 | 180,137 | 2 days | Filed terms
|
Common Stock
- Owner
- Heppenstall Richard
- Date
- 2026-09-28
- Code
- A
- Action
- Grant or award
- Quantity
- 89286
- Price
- 0
- Following holdings
- 89,286
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-28
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- transaction Shares: 89286
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 89286
- direct Or Indirect Ownership: D
Stock Option (Right to Buy) (derivative)
- Owner
- Heppenstall Richard
- Date
- 2026-09-28
- Code
- A
- Action
- Grant or award
- Quantity
- 180137
- Price
- 0
- Following holdings
- 180,137
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Stock Option (Right to Buy)
- conversion Or Exercise Price: 14.18
- transaction Date: 2026-09-28
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- transaction Shares: 180137
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F2
- expiration Date: 2036-09-27
- underlying Security Title: Common Stock
- underlying Security Shares: 180137
- shares Owned Following Transaction: 180137
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Heppenstall Richard: CFO, Treasurer.
- F1: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock . The RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date, September 28, 2026, subject to the Reporting Person's continued service through each such vesting date.
- F2: Includes 180,137 unvested stock options exercisable into approximately 180,137 shares of the Issuer's Common Stock. 25% of the stock options will vest upon the one year anniversary of the grant date, September 28, 2026, and the remaining 75% of the stock options will vest in 1/12th installments on a quarterly basis thereafter, subject to the Reporting Person's continued service through each such vesting date.
Original sources
Prepared automatically from public filing data. Report a correction.