AlphaYouJOBY: Novikov Sergey discloses securities transactions
By AlphaYouPublished Form 4
Novikov Sergey
Reporting filer
Novikov Sergey reported Exercise or conversion in Joby Aviation, Inc.: 1563 units of Common Stock, dated 2026-10-01. The full Form 4 contains 17 transaction entries.
- Disclosed
- Oct 5, 2026
Reported details
17 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 1563 | 0 | 45,095 | 4 days | Filed terms
|
| Common Stock | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 369 | 0 | 45,464 | 4 days | Filed terms
|
| Common Stock | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 809 | 0 | 46,273 | 4 days | Filed terms
|
| Common Stock | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 1191 | 0 | 47,464 | 4 days | Filed terms
|
| Common Stock | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 1067 | 0 | 48,531 | 4 days | Filed terms
|
| Common Stock | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 1008 | 0 | 49,539 | 4 days | Filed terms
|
| Common Stock | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 503 | 0 | 50,042 | 4 days | Filed terms
|
| Common Stock | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 1604 | 0 | 51,646 | 4 days | Filed terms
|
| Common Stock | Novikov Sergey | 2026-10-02 | S | Sale | 2965 | 5.95 | 48,681 | 3 days | Filed terms
|
| Restricted Stock Units (RSUs) (derivative) | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 1563 | 0 | 4,688 | 4 days | Filed terms
|
| Restricted Stock Units (RSUs) (derivative) | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 369 | 0 | 1,110 | 4 days | Filed terms
|
| Restricted Stock Units (RSUs) (derivative) | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 809 | 0 | 4,045 | 4 days | Filed terms
|
| Restricted Stock Units (RSUs) (derivative) | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 1191 | 0 | 8,339 | 4 days | Filed terms
|
| Restricted Stock Units (RSUs) (derivative) | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 1067 | 0 | 7,469 | 4 days | Filed terms
|
| Restricted Stock Units (RSUs) (derivative) | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 1008 | 0 | 8,060 | 4 days | Filed terms
|
| Restricted Stock Units (RSUs) (derivative) | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 503 | 0 | 8,557 | 4 days | Filed terms
|
| Restricted Stock Units (RSUs) (derivative) | Novikov Sergey | 2026-10-01 | M | Exercise or conversion | 1604 | 0 | 17,645 | 4 days | Filed terms
|
Common Stock
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 1563
- Price
- 0
- Following holdings
- 45,095
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 1563
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 45095
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 369
- Price
- 0
- Following holdings
- 45,464
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 369
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 45464
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 809
- Price
- 0
- Following holdings
- 46,273
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 809
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 46273
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 1191
- Price
- 0
- Following holdings
- 47,464
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 1191
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 47464
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 1067
- Price
- 0
- Following holdings
- 48,531
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 1067
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 48531
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 1008
- Price
- 0
- Following holdings
- 49,539
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 1008
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 49539
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 503
- Price
- 0
- Following holdings
- 50,042
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 503
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 50042
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 1604
- Price
- 0
- Following holdings
- 51,646
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 1604
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 51646
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Novikov Sergey
- Date
- 2026-10-02
- Code
- S
- Action
- Sale
- Quantity
- 2965
- Price
- 5.95
- Following holdings
- 48,681
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-02
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 2965
- transaction Price Per Share: 5.95
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 48681
- direct Or Indirect Ownership: D
Restricted Stock Units (RSUs) (derivative)
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 1563
- Price
- 0
- Following holdings
- 4,688
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units (RSUs)
- conversion Or Exercise Price: 0
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 1563
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F2
- id: F2
- underlying Security Title: Common Stock
- underlying Security Shares: 1563
- shares Owned Following Transaction: 4688
- direct Or Indirect Ownership: D
Restricted Stock Units (RSUs) (derivative)
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 369
- Price
- 0
- Following holdings
- 1,110
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units (RSUs)
- conversion Or Exercise Price: 0
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 369
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F3
- id: F3
- underlying Security Title: Common Stock
- underlying Security Shares: 369
- shares Owned Following Transaction: 1110
- direct Or Indirect Ownership: D
Restricted Stock Units (RSUs) (derivative)
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 809
- Price
- 0
- Following holdings
- 4,045
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units (RSUs)
- conversion Or Exercise Price: 0
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 809
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F4
- id: F4
- underlying Security Title: Common Stock
- underlying Security Shares: 809
- shares Owned Following Transaction: 4045
- direct Or Indirect Ownership: D
Restricted Stock Units (RSUs) (derivative)
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 1191
- Price
- 0
- Following holdings
- 8,339
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units (RSUs)
- conversion Or Exercise Price: 0
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 1191
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F5
- id: F5
- underlying Security Title: Common Stock
- underlying Security Shares: 1191
- shares Owned Following Transaction: 8339
- direct Or Indirect Ownership: D
Restricted Stock Units (RSUs) (derivative)
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 1067
- Price
- 0
- Following holdings
- 7,469
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units (RSUs)
- conversion Or Exercise Price: 0
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 1067
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F6
- id: F6
- underlying Security Title: Common Stock
- underlying Security Shares: 1067
- shares Owned Following Transaction: 7469
- direct Or Indirect Ownership: D
Restricted Stock Units (RSUs) (derivative)
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 1008
- Price
- 0
- Following holdings
- 8,060
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units (RSUs)
- conversion Or Exercise Price: 0
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 1008
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F7
- id: F7
- underlying Security Title: Common Stock
- underlying Security Shares: 1008
- shares Owned Following Transaction: 8060
- direct Or Indirect Ownership: D
Restricted Stock Units (RSUs) (derivative)
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 503
- Price
- 0
- Following holdings
- 8,557
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units (RSUs)
- conversion Or Exercise Price: 0
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 503
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F8
- id: F8
- underlying Security Title: Common Stock
- underlying Security Shares: 503
- shares Owned Following Transaction: 8557
- direct Or Indirect Ownership: D
Restricted Stock Units (RSUs) (derivative)
- Owner
- Novikov Sergey
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 1604
- Price
- 0
- Following holdings
- 17,645
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units (RSUs)
- conversion Or Exercise Price: 0
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 1604
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F9
- id: F9
- underlying Security Title: Common Stock
- underlying Security Shares: 1604
- shares Owned Following Transaction: 17645
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Novikov Sergey: See Remarks.
- F1: Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
- F2: Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on July 1, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- F3: Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of July 1, 2023 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- F4: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on April 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- F5: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on October 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- F6: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- F7: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of October 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- F8: Represents an award of restricted stock units ("RSUs") that vests, with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026, and 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
- F9: Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over three years, on the anniversary of July 1, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Original sources
Prepared automatically from public filing data. Report a correction.