Duncan Palmer reports an option exercise at AleAnna
By AlphaYouPublished Form 4
Palmer Duncan
Reporting filer
Duncan Palmer reports an option exercise, not an open-market purchase or sale, in AleAnna, Inc.. Form 4 filed Oct 30, 2026 lists 4 entries.
- Disclosed
- Oct 30, 2026
Reported details
4 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Palmer Duncan | 2026-10-29 | M | Exercise or conversion | 33898 | Not stated (see footnotes) | 33,898 | 1 day | Filed terms
|
| Common Stock | Palmer Duncan | 2026-10-29 | M | Exercise or conversion | 20178 | Not stated (see footnotes) | 54,076 | 1 day | Filed terms
|
| Restricted Stock Units (derivative) | Palmer Duncan | 2026-10-29 | M | Exercise or conversion | 33898 | 0 | 99,082 | 1 day | Filed terms
|
| Restricted Stock Units (derivative) | Palmer Duncan | 2026-10-29 | M | Exercise or conversion | 20178 | 0 | 78,904 | 1 day | Filed terms
|
Common Stock
- Owner
- Palmer Duncan
- Date
- 2026-10-29
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 33898
- Price
- Not stated (see footnotes)
- Following holdings
- 33,898
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-29
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 33898
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 33898
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Palmer Duncan
- Date
- 2026-10-29
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 20178
- Price
- Not stated (see footnotes)
- Following holdings
- 54,076
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-29
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 20178
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 54076
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Palmer Duncan
- Date
- 2026-10-29
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 33898
- Price
- 0
- Following holdings
- 99,082
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F2
- transaction Date: 2026-10-29
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 33898
- id: F2
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F2
- id: F2
- underlying Security Title: Common Stock
- underlying Security Shares: 33898
- shares Owned Following Transaction: 99082
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Palmer Duncan
- Date
- 2026-10-29
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 20178
- Price
- 0
- Following holdings
- 78,904
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F3
- transaction Date: 2026-10-29
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 20178
- id: F3
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F3
- id: F3
- underlying Security Title: Common Stock
- underlying Security Shares: 20178
- shares Owned Following Transaction: 78904
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Palmer Duncan: Director.
- F1: Restricted stock units convert into common stock on a one-for-one basis.
- F2: Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.
- F3: Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.
Original sources
Prepared automatically from public filing data. Report a correction.