Matt Gonzalez reports a stock award and an option exercise
By AlphaYouPublished Form 4
Gonzalez Matt
Reporting filer
Matt Gonzalez reports a stock award and an option exercise, not an open-market purchase or sale, in Marygold Companies, Inc.. Form 4 filed Nov 9, 2026 lists 2 entries.
- Disclosed
- Nov 9, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Gonzalez Matt | 2026-11-06 | A | Grant or award | 2538 | 1.97 | 17,317 | 3 days | Filed terms
|
| Series B, Convertible, Voting, Preferred Stock (derivative) | Gonzalez Matt | 2010-09-08 | M | Exercise or conversion | 11670 | 0.24 | 11,670 | 5906 days | Filed terms
|
Common Stock
- Owner
- Gonzalez Matt
- Date
- 2026-11-06
- Code
- A
- Action
- Grant or award
- Quantity
- 2538
- Price
- 1.97
- Following holdings
- 17,317
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-06
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- id: F1
- transaction Timeliness:
- transaction Shares: 2538
- transaction Price Per Share: 1.97
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 17317
- direct Or Indirect Ownership: D
Series B, Convertible, Voting, Preferred Stock (derivative)
- Owner
- Gonzalez Matt
- Date
- 2010-09-08
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 11670
- Price
- 0.24
- Following holdings
- 11,670
- Reporting delay
- 5906 days
- Filed terms and references
Filed terms
- security Title: Series B, Convertible, Voting, Preferred Stock
- id: F2
- transaction Date: 2010-09-08
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 11670
- id: F2
- transaction Price Per Share: 0.24
- transaction Acquired Disposed Code: A
- id: F2
- id: F2
- underlying Security Title: Common Stock
- underlying Security Shares: 233400
- shares Owned Following Transaction: 11670
- id: F2
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Gonzalez Matt: Director.
- F1: Restricted shares granted November 6, 2026, as compensation for services as a director for the period November 6, 2026 through November 5, 2027. 212 shares vested on November 6, 2026, and monthly thereafter and fully vested on November 5, 2027.
- F2: The shares of Series B Convertible, Voting, Preferred Stock ("Series B Preferred Stock") are owned by a general partnership of which the reporting person is a 50% partner. Each share of Series B Preferred Stock is convertible at any time into 20 shares of common stock, $0.001 par value per share, of the issuer and without payment of additional consideration therefore.
Original sources
Prepared automatically from public filing data. Report a correction.