PALI: Jones Mitchell Lawrence reports an option exercise and tax withholding on shares
By AlphaYouPublished Form 4
Jones Mitchell Lawrence
Reporting filer
Jones Mitchell Lawrence reports an option exercise and tax withholding on shares, not an open-market purchase or sale, in Palisade Bio, Inc.. Form 4 filed Oct 8, 2026 lists 4 entries.
- Disclosed
- Oct 8, 2026
Reported details
4 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Jones Mitchell Lawrence | 2026-10-06 | M | Exercise or conversion | 2620850 | Not stated (see footnotes) | 2,714,859 | 2 days | Filed terms
|
| Common Stock | Jones Mitchell Lawrence | 2026-10-06 | F | Tax/exercise withholding | 1031102 | 1.49 | 1,683,757 | 2 days | Filed terms
|
| Restricted Stock Units (derivative) | Jones Mitchell Lawrence | 2026-10-06 | M | Exercise or conversion | 2555266 | 0 | 5,110,534 | 2 days | Filed terms
|
| Restricted Stock Units (derivative) | Jones Mitchell Lawrence | 2026-10-06 | M | Exercise or conversion | 65584 | 0 | 590,249 | 2 days | Filed terms
|
Common Stock
- Owner
- Jones Mitchell Lawrence
- Date
- 2026-10-06
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 2620850
- Price
- Not stated (see footnotes)
- Following holdings
- 2,714,859
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-06
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- id: F1
- transaction Timeliness:
- transaction Shares: 2620850
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 2714859
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Jones Mitchell Lawrence
- Date
- 2026-10-06
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 1031102
- Price
- 1.49
- Following holdings
- 1,683,757
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-06
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- id: F2
- transaction Timeliness:
- transaction Shares: 1031102
- transaction Price Per Share: 1.49
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 1683757
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Jones Mitchell Lawrence
- Date
- 2026-10-06
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 2555266
- Price
- 0
- Following holdings
- 5,110,534
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F3
- transaction Date: 2026-10-06
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 2555266
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F4
- id: F4
- underlying Security Title: Common Stock
- underlying Security Shares: 2555266
- shares Owned Following Transaction: 5110534
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Jones Mitchell Lawrence
- Date
- 2026-10-06
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 65584
- Price
- 0
- Following holdings
- 590,249
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F3
- transaction Date: 2026-10-06
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 65584
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F5
- id: F5
- underlying Security Title: Common Stock
- underlying Security Shares: 65584
- shares Owned Following Transaction: 590249
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Jones Mitchell Lawrence: See Remarks.
- F1: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs").
- F2: Represents the number of shares of common stock the Issuer has withheld to satisfy the Reporting Person's income tax withholding and remittance obligations as part of the settlement of vested RSUs. Accordingly, no shares of common stock will be sold in the public market to satisfy such income tax withholding and remittance obligations associated with the settlement of these vested RSUs.
- F3: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- F4: The RSUs shall vest with respect to 1/3rd of the shares on October 6, 2026 and quarterly thereafter over the following eight quarters, subject to the Reporting Person's continuous service to the Issuer through each such vesting date.
- F5: The RSUs shall vest with respect to 1/6th of the shares on July 6, 2026 and quarterly thereafter over the following ten quarters, subject to the Reporting Person's continuous service to the Issuer through each such vesting date.
Original sources
Prepared automatically from public filing data. Report a correction.