Ashima Ghei reports an option exercise and tax withholding on shares
By AlphaYouPublished Form 4
Ghei Ashima
Reporting filer
Ashima Ghei reports an option exercise and tax withholding on shares, not an open-market purchase or sale, in Broadridge Financial Solutions, Inc.. Form 4 filed Oct 5, 2026 lists 4 entries.
- Disclosed
- Oct 5, 2026
Reported details
4 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Ghei Ashima | 2026-10-01 | M | Exercise or conversion | 406.0000 | 0.0000 | 6,433 | 4 days | Filed terms
|
| Common Stock | Ghei Ashima | 2026-10-01 | F | Tax/exercise withholding | 147.0000 | 161.1500 | 6,286 | 4 days | Filed terms
|
| Common Stock | Ghei Ashima | 2026-10-01 | F | Tax/exercise withholding | 168.0000 | 161.1500 | 6,118 | 4 days | Filed terms
|
| FY2024 RSUs October 2023 (derivative) | Ghei Ashima | 2026-10-01 | M | Exercise or conversion | 406.0000 | 0.0000 | 0 | 4 days | Filed terms
|
Common Stock
- Owner
- Ghei Ashima
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 406.0000
- Price
- 0.0000
- Following holdings
- 6,433
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 406.0000
- transaction Price Per Share: 0.0000
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 6433.0000
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Ghei Ashima
- Date
- 2026-10-01
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 147.0000
- Price
- 161.1500
- Following holdings
- 6,286
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 147.0000
- transaction Price Per Share: 161.1500
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 6286.0000
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Ghei Ashima
- Date
- 2026-10-01
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 168.0000
- Price
- 161.1500
- Following holdings
- 6,118
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 168.0000
- transaction Price Per Share: 161.1500
- id: F2
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 6118.0000
- direct Or Indirect Ownership: D
FY2024 RSUs October 2023 (derivative)
- Owner
- Ghei Ashima
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 406.0000
- Price
- 0.0000
- Following holdings
- 0
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: FY2024 RSUs October 2023
- conversion Or Exercise Price: 0.0000
- id: F1
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 406.0000
- transaction Price Per Share: 0.0000
- id: F1
- transaction Acquired Disposed Code: D
- id: F1
- id: F1
- underlying Security Title: Common Stock
- underlying Security Shares: 406.0000
- shares Owned Following Transaction: 0.0000
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Ghei Ashima: CFO.
- F1: Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock.
- F2: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 466 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on October 1, 2026.
Original sources
Prepared automatically from public filing data. Report a correction.