Robert Ball reports an option exercise and tax withholding on shares
By AlphaYouPublished Form 4
Ball Robert Joseph
Reporting filer
Robert Joseph Ball reports an option exercise and tax withholding on shares, not an open-market purchase or sale, in Shoulder Innovations, Inc.. Form 4 filed Nov 2, 2026 lists 3 entries.
- Disclosed
- Nov 2, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Ball Robert Joseph | 2026-10-30 | M | Exercise or conversion | 66757 | 2.4804 | 447,581 | 3 days | Filed terms
|
| Common Stock | Ball Robert Joseph | 2026-10-30 | F | Tax/exercise withholding | 29639 | 20.44 | 417,942 | 3 days | Filed terms
|
| Stock Option (derivative) | Ball Robert Joseph | 2026-10-30 | M | Exercise or conversion | 66757 | 0 | 242,999 | 3 days | Filed terms
|
Common Stock
- Owner
- Ball Robert Joseph
- Date
- 2026-10-30
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 66757
- Price
- 2.4804
- Following holdings
- 447,581
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-30
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 66757
- transaction Price Per Share: 2.4804
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 447581
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Ball Robert Joseph
- Date
- 2026-10-30
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 29639
- Price
- 20.44
- Following holdings
- 417,942
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-30
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 29639
- transaction Price Per Share: 20.44
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 417942
- direct Or Indirect Ownership: D
Stock Option (derivative)
- Owner
- Ball Robert Joseph
- Date
- 2026-10-30
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 66757
- Price
- 0
- Following holdings
- 242,999
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Stock Option
- conversion Or Exercise Price: 2.4804
- transaction Date: 2026-10-30
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 66757
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F1
- expiration Date: 2033-05-17
- underlying Security Title: Common Stock
- underlying Security Shares: 66757
- shares Owned Following Transaction: 242999
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Ball Robert Joseph: CEO & Executive Chairman, Director.
- F1: The stock option vested as to one-fourth of the underlying shares on May 17, 2024, and the remaining shares vest in 36 equal increments on the last day of each calendar month thereafter.
Original sources
Prepared automatically from public filing data. Report a correction.