AlphaYouSNEX: Smith Philip Andrew discloses securities transactions
By AlphaYouPublished Form 4
Smith Philip Andrew
Reporting filer
Smith Philip Andrew reported Exercise or conversion in StoneX Group Inc.: 56250 units of Common Stock, dated 2026-09-28. The full Form 4 contains 3 transaction entries.
- Disclosed
- Sep 30, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Smith Philip Andrew | 2026-09-28 | M | Exercise or conversion | 56250 | 8.90 | 794,466 | 2 days | Filed terms
|
| Common Stock | Smith Philip Andrew | 2026-09-28 | S | Sale | 56250 | 65.6869 | 738,216 | 2 days | Filed terms
|
| Stock Options (derivative) | Smith Philip Andrew | 2026-09-28 | M | Exercise or conversion | 56250 | 0 | 860,625 | 2 days | Filed terms
|
Common Stock
- Owner
- Smith Philip Andrew
- Date
- 2026-09-28
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 56250
- Price
- 8.90
- Following holdings
- 794,466
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-28
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 56250
- transaction Price Per Share: 8.90
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 794466
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Smith Philip Andrew
- Date
- 2026-09-28
- Code
- S
- Action
- Sale
- Quantity
- 56250
- Price
- 65.6869
- Following holdings
- 738,216
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-28
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- transaction Shares: 56250
- transaction Price Per Share: 65.6869
- id: F1
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 738216
- direct Or Indirect Ownership: D
Stock Options (derivative)
- Owner
- Smith Philip Andrew
- Date
- 2026-09-28
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 56250
- Price
- 0
- Following holdings
- 860,625
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Stock Options
- conversion Or Exercise Price: 8.90
- transaction Date: 2026-09-28
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 56250
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- exercise Date: 2021-12-05
- expiration Date: 2026-12-05
- underlying Security Title: Common Stock
- underlying Security Shares: 56250
- shares Owned Following Transaction: 860625
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Smith Philip Andrew: Chief Executive Officer, Director.
- The filing reports a Rule 10b5-1 trading plan.
- F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Original sources
Prepared automatically from public filing data. Report a correction.