Stephen Cotton reports a stock award and tax withholding on shares
By AlphaYouPublished Form 4
Cotton Stephen
Reporting filer
Stephen Cotton reports a stock award and tax withholding on shares, not an open-market purchase or sale, in Aqua Metals, Inc.. Form 4 filed Oct 15, 2026 lists 2 entries.
- Disclosed
- Oct 15, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Cotton Stephen | 2026-10-13 | A | Grant or award | 35310 | 0 | 354,094 | 2 days | Filed terms
|
| Common Stock | Cotton Stephen | 2026-10-13 | F | Tax/exercise withholding | 2352 | 1.92 | 351,742 | 2 days | Filed terms
|
Common Stock
- Owner
- Cotton Stephen
- Date
- 2026-10-13
- Code
- A
- Action
- Grant or award
- Quantity
- 35310
- Price
- 0
- Following holdings
- 354,094
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-13
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- id: F1
- transaction Shares: 35310
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 354094
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Cotton Stephen
- Date
- 2026-10-13
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 2352
- Price
- 1.92
- Following holdings
- 351,742
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-13
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- id: F2
- transaction Shares: 2352
- transaction Price Per Share: 1.92
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 351742
- id: F3
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Cotton Stephen: Chief Executive Officer, Director.
- F1: Represents 35,310 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three-year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2026 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one share of Common Stock of the issuer.
- F2: Represents the withholding of 2,352 shares of common stock to satisfy tax withholding obligations in connection with the October 13, 2026 vesting of 5,553 previously reported restricted stock units.
- F3: Includes 208,293 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.
Original sources
Prepared automatically from public filing data. Report a correction.