Great Elm Group, Inc. reports stock transactions at GECC
By AlphaYouPublished Form 4
Great Elm Group, Inc.
Reporting filer
Great Elm Group, Inc. reports stock transactions, not an open-market purchase or sale, in Great Elm Capital Corp.. Form 4 filed Sep 23, 2026 lists 1 entry.
- Disclosed
- Sep 23, 2026
Reported details
1 entry| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Great Elm Group, Inc. | 2026-09-21 | J | Other (see filing) | 111958 | 0 | 1,244,167 | 2 days | Filed terms
|
Common Stock
- Owner
- Great Elm Group, Inc.
- Date
- 2026-09-21
- Code
- J
- Action
- Other (see filing)
- Quantity
- 111958
- Price
- 0
- Following holdings
- 1,244,167
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-21
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: J
- equity Swap Involved: 0
- id: F1
- transaction Timeliness:
- transaction Shares: 111958
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 1244167
- direct Or Indirect Ownership: D
- id: F2
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Great Elm Group, Inc.: 10% owner.
- F1: Reflects shares of common stock of Great Elm Capital Corp. ("GECC") owned by Great Elm Group, Inc. ("GEG") that (i) GEG granted as compensation to certain employees in exchange for no consideration and (ii) which were delivered by GEG (together with any accumulated stock dividends thereon) to such employees in connection with the vesting of such awards (or an applicable portion thereof).
- F2: Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings.
Original sources
Prepared automatically from public filing data. Report a correction.