SWZ: Goldstein Phillip bought $29K of stock
By AlphaYouPublished Form 4
GOLDSTEIN PHILLIP
Reporting filer
Goldstein Phillip reported buying 5,000 shares of Total Return Securities Fund for about $29K ($5.73 a share on average). Form 4 filed Oct 13, 2026 lists 2 entries.
See the price move since this trade →
- Disclosed
- Oct 13, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | GOLDSTEIN PHILLIP | 2026-10-01 | L | Code L (see filing) | 15 | 5.71 | 119,229 | 12 days | Filed terms
|
| Common Stock | GOLDSTEIN PHILLIP | 2026-10-08 | P | Purchase | 5000 | 5.7274 | 124,229 | 5 days | Filed terms
|
Common Stock
- Owner
- GOLDSTEIN PHILLIP
- Date
- 2026-10-01
- Code
- L
- Action
- Code L (see filing)
- Quantity
- 15
- Price
- 5.71
- Following holdings
- 119,229
- Reporting delay
- 12 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: L
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 15
- transaction Price Per Share: 5.71
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 119229
- direct Or Indirect Ownership: D
Common Stock
- Owner
- GOLDSTEIN PHILLIP
- Date
- 2026-10-08
- Code
- P
- Action
- Purchase
- Quantity
- 5000
- Price
- 5.7274
- Following holdings
- 124,229
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-08
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: P
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 5000
- transaction Price Per Share: 5.7274
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 124229
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- GOLDSTEIN PHILLIP: Secretary, Director, Other reporting owner.
Original sources
Prepared automatically from public filing data. Report a correction.