AlphaYouMCI: Emery Christina discloses securities transactions
By AlphaYouPublished Form 4
Emery Christina
Reporting filer
Emery Christina reported Other (see filing) in BARINGS CORPORATE INVESTORS: 42.4542 units of Barings Non-Qualified Thrift Plan (derivative), dated 2026-10-01. The full Form 4 contains 1 transaction entry.
- Disclosed
- Oct 2, 2026
Reported details
1 entry| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Barings Non-Qualified Thrift Plan (derivative) | Emery Christina | 2026-10-01 | J | Other (see filing) | 42.4542 | 17.7000 | 7,334.536 | 1 day | Filed terms
|
Barings Non-Qualified Thrift Plan (derivative)
- Owner
- Emery Christina
- Date
- 2026-10-01
- Code
- J
- Action
- Other (see filing)
- Quantity
- 42.4542
- Price
- 17.7000
- Following holdings
- 7,334.536
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Barings Non-Qualified Thrift Plan
- id: F1
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: J
- equity Swap Involved: 0
- id: F2
- transaction Shares: 42.4542
- transaction Price Per Share: 17.7000
- transaction Acquired Disposed Code: A
- id: F1
- id: F1
- underlying Security Title: Common Shares ("Shares of Beneficial Interest")
- underlying Security Shares: 42.4542
- shares Owned Following Transaction: 7334.5361
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Emery Christina: President.
- F1: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
- F2: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
Original sources
Prepared automatically from public filing data. Report a correction.