David Finkelstein sold $889K of NLY stock
By AlphaYouPublished Form 4
Finkelstein David L
Reporting filer
David Finkelstein reported selling 48,223 shares of Annaly Capital Management Inc for about $889K ($18.43 a share on average). Form 4 filed Nov 3, 2026 lists 1 entry.
See the price move since this trade →
- Disclosed
- Nov 3, 2026
Reported details
1 entry| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Finkelstein David L | 2026-11-02 | S | Sale | 48223 | 18.43 | 731,267 | 1 day | Filed terms
|
Common Stock
- Owner
- Finkelstein David L
- Date
- 2026-11-02
- Code
- S
- Action
- Sale
- Quantity
- 48223
- Price
- 18.43
- Following holdings
- 731,267
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-11-02
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- transaction Shares: 48223
- id: F1
- transaction Price Per Share: 18.43
- id: F2
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 731267
- id: F3
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Finkelstein David L: CEO and Co-CIO, Director.
- The filing reports a Rule 10b5-1 trading plan.
- F1: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 12, 2025 for tax and estate planning purposes.
- F2: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $18.54 and the lowest price at which the shares were purchased was $18.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
- F3: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.
Original sources
Prepared automatically from public filing data. Report a correction.