AlphaYouBKKT insider receives 30,000 shares in stock awards
By AlphaYouPublished Form 4
Baes Nicholas
Reporting filer
Baes Nicholas reported 30,000 shares of Class A Common Stock in Bakkt, Inc. as grants or awards dated 2026-09-30. The Form 4 was disclosed on Oct 2, 2026. These were stock awards, not open-market purchases.
- Disclosed
- Oct 2, 2026
Reported details
1 entry| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Baes Nicholas | 2026-09-30 | A | Grant or award | 30000 | 0 | 134,103 | 2 days | Filed terms
|
Class A Common Stock
- Owner
- Baes Nicholas
- Date
- 2026-09-30
- Code
- A
- Action
- Grant or award
- Quantity
- 30000
- Price
- 0
- Following holdings
- 134,103
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Class A Common Stock
- transaction Date: 2026-09-30
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 30000
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 134103
- id: F2
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Baes Nicholas: Chief Operating Officer.
- F1: Represents 30,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Company. Each RSU represents a contingent right to receive one share of the Company's Class A common stock.
- F2: Includes 74,330 Restricted Stock Units that remain subject to certain vesting conditions.
Original sources
Prepared automatically from public filing data. Report a correction.