AlphaYouCARL: Bertolini Jeffrey discloses securities transactions
By AlphaYouPublished Form 4
Bertolini Jeffrey
Reporting filer
Bertolini Jeffrey reported Exercise or conversion in CARLSMED, INC.: 747 units of Common Stock, dated 2026-10-05. The full Form 4 contains 3 transaction entries.
- Disclosed
- Oct 6, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Bertolini Jeffrey | 2026-10-05 | M | Exercise or conversion | 747 | 5.915 | 23,236 | 1 day | Filed terms
|
| Common Stock | Bertolini Jeffrey | 2026-10-05 | S | Sale | 747 | 14.39 | 22,489 | 1 day | Filed terms
|
| Stock Option (Right to Buy) (derivative) | Bertolini Jeffrey | 2026-10-05 | M | Exercise or conversion | 747 | 0 | 21,655 | 1 day | Filed terms
|
Common Stock
- Owner
- Bertolini Jeffrey
- Date
- 2026-10-05
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 747
- Price
- 5.915
- Following holdings
- 23,236
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-05
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- transaction Shares: 747
- transaction Price Per Share: 5.915
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 23236
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Bertolini Jeffrey
- Date
- 2026-10-05
- Code
- S
- Action
- Sale
- Quantity
- 747
- Price
- 14.39
- Following holdings
- 22,489
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-05
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: false
- id: F1
- transaction Shares: 747
- transaction Price Per Share: 14.39
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 22489
- direct Or Indirect Ownership: D
Stock Option (Right to Buy) (derivative)
- Owner
- Bertolini Jeffrey
- Date
- 2026-10-05
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 747
- Price
- 0
- Following holdings
- 21,655
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Stock Option (Right to Buy)
- conversion Or Exercise Price: 5.915
- transaction Date: 2026-10-05
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- transaction Shares: 747
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F2
- expiration Date: 2035-04-09
- underlying Security Title: Common Stock
- underlying Security Shares: 747
- shares Owned Following Transaction: 21655
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Bertolini Jeffrey: Chief Operating Officer.
- The filing reports a Rule 10b5-1 trading plan.
- F1: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2026.
- F2: 25% of the original number of shares subject to the stock option vested on March 3, 2026, and the remaining 75% of the original number of shares subject to the stock option will vest in 1/36th installments on a monthly basis thereafter, subject to the Reporting Person's continued service through each such vesting date.
Original sources
Prepared automatically from public filing data. Report a correction.