RCAT: Funk Paul II discloses securities transactions
By AlphaYouPublished Form 4
Funk Paul II
Reporting filer
Funk Paul II reported Exercise or conversion in Red Cat Holdings, Inc.: 868 units of Common Stock, dated 2026-10-02. The full Form 4 contains 2 transaction entries.
- Disclosed
- Oct 6, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Funk Paul II | 2026-10-02 | M | Exercise or conversion | 868 | Not stated (see footnotes) | 868 | 4 days | Filed terms
|
| Restricted Stock Units (derivative) | Funk Paul II | 2026-10-02 | M | Exercise or conversion | 868 | 0 | 0 | 4 days | Filed terms
|
Common Stock
- Owner
- Funk Paul II
- Date
- 2026-10-02
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 868
- Price
- Not stated (see footnotes)
- Following holdings
- 868
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-02
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 868
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 868
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Funk Paul II
- Date
- 2026-10-02
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 868
- Price
- 0
- Following holdings
- 0
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F1
- transaction Date: 2026-10-02
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 868
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F1
- id: F1
- underlying Security Title: Common Stock
- underlying Security Shares: 868
- shares Owned Following Transaction: 0
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Funk Paul II: Director.
- F1: Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On October 2, 2025, the reporting person was granted 868 restricted stock units, which vested on October 2, 2026. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
Original sources
Prepared automatically from public filing data. Report a correction.