BATL: LUMINUS MANAGEMENT LLC; Luminus Energy Partners Master Fund, Ltd.; Barrett Jonathan Dan discloses securities transactions

By AlphaYouPublished Sep 23, 2026Form 4

Stocks in this disclosure

Reported activity

LUMINUS MANAGEMENT LLC; Luminus Energy Partners Master Fund, Ltd.; Barrett Jonathan Dan

Reporting filer

LUMINUS MANAGEMENT LLC; Luminus Energy Partners Master Fund, Ltd.; Barrett Jonathan Dan reported Other (see filing) in BATTALION OIL CORP: 187523 units of Common Stock, dated 2026-09-21. The full Form 4 contains 1 transaction entry.

Disclosed: Sep 23, 2026

Reported details

1 entry

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Common Stock	LUMINUS MANAGEMENT LLC; Luminus Energy Partners Master Fund, Ltd.; Barrett Jonathan Dan	2026-09-21	J	Other (see filing)	187523	0	881,932	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-21 deemed Execution Date: transaction Form Type: 4 transaction Code: J equity Swap Involved: 0 id: F1 id: F2 id: F3 transaction Timeliness: transaction Shares: 187523 transaction Price Per Share: 0 transaction Acquired Disposed Code: D shares Owned Following Transaction: 881932 id: F4 direct Or Indirect Ownership: I nature Of Ownership: See Footnote id: F5

Common Stock

Owner: LUMINUS MANAGEMENT LLC; Luminus Energy Partners Master Fund, Ltd.; Barrett Jonathan Dan
Date: 2026-09-21
Code: J
Action: Other (see filing)
Quantity: 187523
Price: 0
Following holdings: 881,932
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-21
deemed Execution Date:
transaction Form Type: 4
transaction Code: J
equity Swap Involved: 0
id: F1
id: F2
id: F3
transaction Timeliness:
transaction Shares: 187523
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 881932
id: F4
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F5

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
LUMINUS MANAGEMENT LLC: 10% owner.
Luminus Energy Partners Master Fund, Ltd.: 10% owner.
Barrett Jonathan Dan: Director, 10% owner.
F1: As previously disclosed, on March 24, 2026, Luminus Energy Partners Master Fund, Ltd. ("Master Fund") effected a distribution in kind of 5,200,000 shares (the "Shares") of common stock of the Issuer in the aggregate to: (i) its two feeder funds, Luminus Energy Partners QP, LP, a Delaware limited partnership ("LEP Onshore"), which received 2,117,138 Shares, and LEP Offshore (through LILP, an intermediary entity which received 2,641,190 Shares); and (ii) two affiliates that have economic interests in the Master Fund, namely LCP Onshore, which received 391,694 Shares, and LCP Offshore, which received 91,930 Shares. Each of the Funds had issued illiquid certificates to their respective investors on April 1, 2020.
F2: In connection with the distribution in kind, the Manager planned to distribute 5,200,000 shares of common stock. As Certificate Holders entitled to receive 1,145,542 shares of common stock (the "Segregated Shares") in the aggregate did not either (i) respond or provide the requisite information to the Fund's administrator and the Manager to receive the Segregated Shares, (ii) were unable to accept delivery of the Segregated Shares or (iii) chose not to participate in the distribution (such Certificate Holders being referred to as the "Non Returners"), the Master Fund continues to hold the Segregated Shares and retains both voting and disposition power over the Segregated Shares.
F3: The Master Fund, however, has no economic interest in the Segregated Shares as the Master Fund is holding the Segregated Shares for the benefit of the Non Returners. On September 21, 2026, the Master Fund distributed 187,523 shares of common stock to certain Non Returners who provided their information.
F4: As of the date of this report, 20,966 of the Segregated Shares remain undistributed. The Master Fund can, in its discretion, sell the Segregated Shares on behalf of the Non Returners and/or make one or more distribution in kind of the Segregated Shares to the Non Returners who provide their requisite information.
F5: Shares reported herein are held by the Master Fund for which Luminus Management, LLC serves as the investment manager. Jonathan Barrett is the ultimate beneficial owner of Luminus Management, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Common Stock

LUMINUS MANAGEMENT LLC; Luminus Energy Partners Master Fund, Ltd.; Barrett Jonathan Dan

2026-09-21

Other (see filing)

187523

881,932

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-21
deemed Execution Date:
transaction Form Type: 4
transaction Code: J
equity Swap Involved: 0
id: F1
id: F2
id: F3
transaction Timeliness:
transaction Shares: 187523
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 881932
id: F4
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F5

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

LUMINUS MANAGEMENT LLC: 10% owner.

Luminus Energy Partners Master Fund, Ltd.: 10% owner.

Barrett Jonathan Dan: Director, 10% owner.

F1: As previously disclosed, on March 24, 2026, Luminus Energy Partners Master Fund, Ltd. ("Master Fund") effected a distribution in kind of 5,200,000 shares (the "Shares") of common stock of the Issuer in the aggregate to: (i) its two feeder funds, Luminus Energy Partners QP, LP, a Delaware limited partnership ("LEP Onshore"), which received 2,117,138 Shares, and LEP Offshore (through LILP, an intermediary entity which received 2,641,190 Shares); and (ii) two affiliates that have economic interests in the Master Fund, namely LCP Onshore, which received 391,694 Shares, and LCP Offshore, which received 91,930 Shares. Each of the Funds had issued illiquid certificates to their respective investors on April 1, 2020.

F2: In connection with the distribution in kind, the Manager planned to distribute 5,200,000 shares of common stock. As Certificate Holders entitled to receive 1,145,542 shares of common stock (the "Segregated Shares") in the aggregate did not either (i) respond or provide the requisite information to the Fund's administrator and the Manager to receive the Segregated Shares, (ii) were unable to accept delivery of the Segregated Shares or (iii) chose not to participate in the distribution (such Certificate Holders being referred to as the "Non Returners"), the Master Fund continues to hold the Segregated Shares and retains both voting and disposition power over the Segregated Shares.

F3: The Master Fund, however, has no economic interest in the Segregated Shares as the Master Fund is holding the Segregated Shares for the benefit of the Non Returners. On September 21, 2026, the Master Fund distributed 187,523 shares of common stock to certain Non Returners who provided their information.

F4: As of the date of this report, 20,966 of the Segregated Shares remain undistributed. The Master Fund can, in its discretion, sell the Segregated Shares on behalf of the Non Returners and/or make one or more distribution in kind of the Segregated Shares to the Non Returners who provide their requisite information.

F5: Shares reported herein are held by the Master Fund for which Luminus Management, LLC serves as the investment manager. Jonathan Barrett is the ultimate beneficial owner of Luminus Management, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.