AlphaYouTMP: Catarisano Nancy E. discloses securities transactions
By AlphaYouPublished Form 4
Catarisano Nancy E.
Reporting filer
Catarisano Nancy E. reported Grant or award in TOMPKINS FINANCIAL CORP: 121.592 units of Phantom Stock (derivative), dated 2026-07-01. The full Form 4 contains 4 transaction entries.
- Disclosed
- Oct 5, 2026
Reported details
4 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock (derivative) | Catarisano Nancy E. | 2026-07-01 | A | Grant or award | 121.592 | 96.84 | 7,197.436 | 96 days | Filed terms
|
| Phantom Stock (derivative) | Catarisano Nancy E. | 2026-07-01 | A | Grant or award | 92.162 | 96.84 | 7,289.598 | 96 days | Filed terms
|
| Phantom Stock (derivative) | Catarisano Nancy E. | 2026-10-02 | A | Grant or award | 209.229 | 98.9348 | 7,549.144 | 3 days | Filed terms
|
| Phantom Stock (derivative) | Catarisano Nancy E. | 2026-10-02 | A | Grant or award | 90.211 | 98.9348 | 7,639.355 | 3 days | Filed terms
|
Phantom Stock (derivative)
- Owner
- Catarisano Nancy E.
- Date
- 2026-07-01
- Code
- A
- Action
- Grant or award
- Quantity
- 121.592
- Price
- 96.84
- Following holdings
- 7,197.436
- Reporting delay
- 96 days
- Filed terms and references
Filed terms
- security Title: Phantom Stock
- id: F1
- transaction Date: 2026-07-01
- id: F2
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 121.592
- id: F1
- transaction Price Per Share: 96.84
- transaction Acquired Disposed Code: A
- id: F1
- id: F1
- underlying Security Title: Common Stock
- underlying Security Shares: 121.592
- shares Owned Following Transaction: 7197.436
- direct Or Indirect Ownership: D
Phantom Stock (derivative)
- Owner
- Catarisano Nancy E.
- Date
- 2026-07-01
- Code
- A
- Action
- Grant or award
- Quantity
- 92.162
- Price
- 96.84
- Following holdings
- 7,289.598
- Reporting delay
- 96 days
- Filed terms and references
Filed terms
- security Title: Phantom Stock
- id: F1
- transaction Date: 2026-07-01
- id: F3
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 92.162
- id: F1
- transaction Price Per Share: 96.84
- transaction Acquired Disposed Code: A
- id: F1
- id: F1
- underlying Security Title: Common Stock
- underlying Security Shares: 92.162
- shares Owned Following Transaction: 7289.598
- direct Or Indirect Ownership: D
Phantom Stock (derivative)
- Owner
- Catarisano Nancy E.
- Date
- 2026-10-02
- Code
- A
- Action
- Grant or award
- Quantity
- 209.229
- Price
- 98.9348
- Following holdings
- 7,549.144
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Phantom Stock
- id: F1
- transaction Date: 2026-10-02
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 209.229
- id: F1
- transaction Price Per Share: 98.9348
- transaction Acquired Disposed Code: A
- id: F1
- id: F1
- underlying Security Title: Common Stock
- underlying Security Shares: 209.229
- shares Owned Following Transaction: 7549.144
- direct Or Indirect Ownership: D
Phantom Stock (derivative)
- Owner
- Catarisano Nancy E.
- Date
- 2026-10-02
- Code
- A
- Action
- Grant or award
- Quantity
- 90.211
- Price
- 98.9348
- Following holdings
- 7,639.355
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Phantom Stock
- id: F1
- transaction Date: 2026-10-02
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 90.211
- id: F1
- transaction Price Per Share: 98.9348
- transaction Acquired Disposed Code: A
- id: F1
- id: F1
- underlying Security Title: Common Stock
- underlying Security Shares: 90.211
- shares Owned Following Transaction: 7639.355
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Catarisano Nancy E.: Director.
- F1: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
- F2: This transaction was inadvertently reported late due to an administrative error.
- F3: This transaction was inadvertently reported late due to an administrative error.
Original sources
Prepared automatically from public filing data. Report a correction.