AlphaYouCIEN: Rothenstein David M discloses securities transactions
By AlphaYouPublished Form 4
Rothenstein David M
Reporting filer
Rothenstein David M reported Tax/exercise withholding in CIENA CORP: 679 units of Common Stock, dated 2026-09-20. The full Form 4 contains 5 transaction entries.
- Disclosed
- Sep 22, 2026
Reported details
5 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Rothenstein David M | 2026-09-20 | F | Tax/exercise withholding | 679 | 348.8 | 177,052 | 2 days | Filed terms
|
| Common Stock | Rothenstein David M | 2026-09-20 | F | Tax/exercise withholding | 204 | 348.8 | 176,848 | 2 days | Filed terms
|
| Common Stock | Rothenstein David M | 2026-09-20 | F | Tax/exercise withholding | 811 | 348.8 | 176,037 | 2 days | Filed terms
|
| Common Stock | Rothenstein David M | 2026-09-20 | F | Tax/exercise withholding | 436 | 348.8 | 175,601 | 2 days | Filed terms
|
| Common Stock | Rothenstein David M | 2026-09-20 | F | Tax/exercise withholding | 220 | 348.8 | 175,381 | 2 days | Filed terms
|
Common Stock
- Owner
- Rothenstein David M
- Date
- 2026-09-20
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 679
- Price
- 348.8
- Following holdings
- 177,052
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-20
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 679
- id: F1
- transaction Price Per Share: 348.8
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 177052
- id: F2
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Rothenstein David M
- Date
- 2026-09-20
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 204
- Price
- 348.8
- Following holdings
- 176,848
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-20
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 204
- id: F1
- transaction Price Per Share: 348.8
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 176848
- id: F2
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Rothenstein David M
- Date
- 2026-09-20
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 811
- Price
- 348.8
- Following holdings
- 176,037
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-20
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 811
- id: F3
- transaction Price Per Share: 348.8
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 176037
- id: F2
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Rothenstein David M
- Date
- 2026-09-20
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 436
- Price
- 348.8
- Following holdings
- 175,601
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-20
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 436
- id: F4
- transaction Price Per Share: 348.8
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 175601
- id: F2
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Rothenstein David M
- Date
- 2026-09-20
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 220
- Price
- 348.8
- Following holdings
- 175,381
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-20
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 220
- id: F5
- transaction Price Per Share: 348.8
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 175381
- id: F2
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Rothenstein David M: EVP & Chief Strategy Officer.
- F1: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
- F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- F3: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
- F4: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2024. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2024.
- F5: Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.
Original sources
Prepared automatically from public filing data. Report a correction.