AlphaYouAURX: Pittman Scott M. discloses securities transactions
By AlphaYouPublished Form 4
Pittman Scott M.
Reporting filer
Pittman Scott M. reported Grant or award in Nuo Therapeutics, Inc.: 4500 units of Second Restated Warrant (right to buy) (derivative), dated 2026-10-06. The full Form 4 contains 2 transaction entries.
- Disclosed
- Oct 6, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Second Restated Warrant (right to buy) (derivative) | Pittman Scott M. | 2026-10-06 | A | Grant or award | 4500 | 1.50 | 4,500 | 0 days | Filed terms
|
| Prepayment Restated Warrant (right to buy) (derivative) | Pittman Scott M. | 2026-10-06 | A | Grant or award | 458 | 1.50 | 458 | 0 days | Filed terms
|
Second Restated Warrant (right to buy) (derivative)
- Owner
- Pittman Scott M.
- Date
- 2026-10-06
- Code
- A
- Action
- Grant or award
- Quantity
- 4500
- Price
- 1.50
- Following holdings
- 4,500
- Reporting delay
- 0 days
- Filed terms and references
Filed terms
- security Title: Second Restated Warrant (right to buy)
- id: F1
- conversion Or Exercise Price: 1.50
- transaction Date: 2026-10-06
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 4500
- transaction Price Per Share: 1.50
- transaction Acquired Disposed Code: A
- exercise Date: 2026-10-06
- expiration Date: 2031-01-23
- underlying Security Title: Common Stock
- underlying Security Shares: 4500
- shares Owned Following Transaction: 4500
- direct Or Indirect Ownership: D
Prepayment Restated Warrant (right to buy) (derivative)
- Owner
- Pittman Scott M.
- Date
- 2026-10-06
- Code
- A
- Action
- Grant or award
- Quantity
- 458
- Price
- 1.50
- Following holdings
- 458
- Reporting delay
- 0 days
- Filed terms and references
Filed terms
- security Title: Prepayment Restated Warrant (right to buy)
- id: F2
- conversion Or Exercise Price: 1.50
- transaction Date: 2026-10-06
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Shares: 458
- transaction Price Per Share: 1.50
- transaction Acquired Disposed Code: A
- exercise Date: 2026-10-06
- id: F3
- expiration Date: 2031-01-23
- underlying Security Title: Common Stock
- underlying Security Shares: 458
- shares Owned Following Transaction: 458
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Pittman Scott M.: Director, 10% owner.
- F1: Represents Commitment, Origination Restated Second, and Capital Restate Second Warrants issued in connection with the assumption of a portion of an assigned funding commitment pursuant to the Assignment, Joinder, and Amendment No. 1 dated October 6, 2026 among the Issuer, the Reporting Person, and the other parties thereto (the "Amendment"), relating to the Amended and Restated Loan and Security Agreement dated May 29, 2026 (the "Loan Agreement"). The Reporting Person also holds a previously reported separate Second Restated Warrant that was issued and become exercisable on May 29, 2026.
- F2: Represents maximum number of shares issuable (if at all) in the event of a Prepayment in accordance with the Loan Agreement, issued in connection with the assumption of a portion of an assigned commitment pursuant to the Amendment. The Reporting Person also holds a previously-reported separate Prepayment Restated Warrant that was issued on May 29, 2026, subject to the same vesting provision set forth in footnote (3) immediately below.
- F3: Vesting (if at all) upon the occurrence of a Prepayment, but no later than December 31, 2027, in accordance with the Loan Agreement.
Original sources
Prepared automatically from public filing data. Report a correction.