AlphaYouCDLX: Gupta Amit discloses securities transactions
By AlphaYouPublished Form 4
Gupta Amit
Reporting filer
Gupta Amit reported Exercise or conversion in Cardlytics, Inc.: 18750 units of Common Stock, dated 2026-10-01. The full Form 4 contains 6 transaction entries.
- Disclosed
- Oct 2, 2026
Reported details
6 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Gupta Amit | 2026-10-01 | M | Exercise or conversion | 18750 | Not stated (see footnotes) | 144,139 | 1 day | Filed terms
|
| Common Stock | Gupta Amit | 2026-10-01 | M | Exercise or conversion | 12500 | Not stated (see footnotes) | 156,639 | 1 day | Filed terms
|
| Common Stock | Gupta Amit | 2026-10-01 | S | Sale | 10351 | 2.71 | 146,288 | 1 day | Filed terms
|
| Common Stock | Gupta Amit | 2026-10-02 | S | Sale | 7382 | 2.533 | 138,906 | 0 days | Filed terms
|
| Restricted Stock Units (derivative) | Gupta Amit | 2026-10-01 | M | Exercise or conversion | 18750 | 0 | 112,500 | 1 day | Filed terms
|
| Restricted Stock Unit (derivative) | Gupta Amit | 2026-10-01 | M | Exercise or conversion | 12500 | 0 | 25,000 | 1 day | Filed terms
|
Common Stock
- Owner
- Gupta Amit
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 18750
- Price
- Not stated (see footnotes)
- Following holdings
- 144,139
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 18750
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 144139
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Gupta Amit
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 12500
- Price
- Not stated (see footnotes)
- Following holdings
- 156,639
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 12500
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 156639
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Gupta Amit
- Date
- 2026-10-01
- Code
- S
- Action
- Sale
- Quantity
- 10351
- Price
- 2.71
- Following holdings
- 146,288
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- transaction Shares: 10351
- transaction Price Per Share: 2.71
- id: F2
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 146288
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Gupta Amit
- Date
- 2026-10-02
- Code
- S
- Action
- Sale
- Quantity
- 7382
- Price
- 2.533
- Following holdings
- 138,906
- Reporting delay
- 0 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-02
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- transaction Shares: 7382
- transaction Price Per Share: 2.533
- id: F3
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 138906
- direct Or Indirect Ownership: D
Restricted Stock Units (derivative)
- Owner
- Gupta Amit
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 18750
- Price
- 0
- Following holdings
- 112,500
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Restricted Stock Units
- id: F1
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 18750
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F4
- id: F4
- underlying Security Title: Common Stock
- underlying Security Shares: 18750
- shares Owned Following Transaction: 112500
- direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)
- Owner
- Gupta Amit
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 12500
- Price
- 0
- Following holdings
- 25,000
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Restricted Stock Unit
- id: F1
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 12500
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F5
- id: F5
- underlying Security Title: Common Stock
- underlying Security Shares: 12500
- shares Owned Following Transaction: 25000
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Gupta Amit: Chief Executive Officer, Director.
- F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- F2: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).
- F3: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $2.48 to $2.635, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).
- F4: The RSUs vest in equal amounts quarterly over a two-year period through April 1, 2028, provided that the Reporting Person remains employed by the Issuer on such vesting dates.
- F5: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.
Original sources
Prepared automatically from public filing data. Report a correction.