WAL: Herndon Lynne reports an option exercise and shares returned to the company
By AlphaYouPublished Form 4
Herndon Lynne
Reporting filer
Herndon Lynne reports an option exercise and shares returned to the company, not an open-market purchase or sale, in Western Alliance Bancorporation. Form 4 filed Oct 19, 2026 lists 9 entries.
- Disclosed
- Oct 19, 2026
Reported details
9 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Herndon Lynne | 2026-10-15 | M | Exercise or conversion | 35 | 0 | 1,915 | 4 days | Filed terms
|
| Common Stock | Herndon Lynne | 2026-10-15 | D | Disposition to issuer | 35 | 74.35 | 1,880 | 4 days | Filed terms
|
| Common Stock | Herndon Lynne | 2026-10-15 | M | Exercise or conversion | 22 | 0 | 1,902 | 4 days | Filed terms
|
| Common Stock | Herndon Lynne | 2026-10-15 | D | Disposition to issuer | 22 | 74.35 | 1,880 | 4 days | Filed terms
|
| Common Stock | Herndon Lynne | 2026-10-15 | M | Exercise or conversion | 27 | 0 | 1,907 | 4 days | Filed terms
|
| Common Stock | Herndon Lynne | 2026-10-15 | D | Disposition to issuer | 27 | 74.35 | 1,880 | 4 days | Filed terms
|
| Cash Settled Restricted Stock Units (derivative) | Herndon Lynne | 2026-10-15 | M | Exercise or conversion | 35 | Not stated (see footnotes) | 122 | 4 days | Filed terms
|
| Cash Settled Restricted Stock Units (derivative) | Herndon Lynne | 2026-10-15 | M | Exercise or conversion | 22 | Not stated (see footnotes) | 354 | 4 days | Filed terms
|
| Cash Settled Restricted Stock Units (derivative) | Herndon Lynne | 2026-10-15 | M | Exercise or conversion | 27 | Not stated (see footnotes) | 771 | 4 days | Filed terms
|
Common Stock
- Owner
- Herndon Lynne
- Date
- 2026-10-15
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 35
- Price
- 0
- Following holdings
- 1,915
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-15
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 35
- id: F1
- transaction Price Per Share: 0
- id: F2
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 1915
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Herndon Lynne
- Date
- 2026-10-15
- Code
- D
- Action
- Disposition to issuer
- Quantity
- 35
- Price
- 74.35
- Following holdings
- 1,880
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-15
- transaction Form Type: 4
- transaction Code: D
- equity Swap Involved: 0
- transaction Shares: 35
- transaction Price Per Share: 74.35
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 1880
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Herndon Lynne
- Date
- 2026-10-15
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 22
- Price
- 0
- Following holdings
- 1,902
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-15
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 22
- id: F3
- transaction Price Per Share: 0
- id: F2
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 1902
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Herndon Lynne
- Date
- 2026-10-15
- Code
- D
- Action
- Disposition to issuer
- Quantity
- 22
- Price
- 74.35
- Following holdings
- 1,880
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-15
- transaction Form Type: 4
- transaction Code: D
- equity Swap Involved: 0
- transaction Shares: 22
- transaction Price Per Share: 74.35
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 1880
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Herndon Lynne
- Date
- 2026-10-15
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 27
- Price
- 0
- Following holdings
- 1,907
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-15
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 27
- id: F4
- transaction Price Per Share: 0
- id: F2
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 1907
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Herndon Lynne
- Date
- 2026-10-15
- Code
- D
- Action
- Disposition to issuer
- Quantity
- 27
- Price
- 74.35
- Following holdings
- 1,880
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-15
- transaction Form Type: 4
- transaction Code: D
- equity Swap Involved: 0
- transaction Shares: 27
- transaction Price Per Share: 74.35
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 1880
- direct Or Indirect Ownership: D
Cash Settled Restricted Stock Units (derivative)
- Owner
- Herndon Lynne
- Date
- 2026-10-15
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 35
- Price
- Not stated (see footnotes)
- Following holdings
- 122
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Cash Settled Restricted Stock Units
- id: F2
- transaction Date: 2026-10-15
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 35
- id: F2
- transaction Acquired Disposed Code: D
- id: F1
- id: F1
- underlying Security Title: Common Stock
- underlying Security Shares: 35
- shares Owned Following Transaction: 122
- direct Or Indirect Ownership: D
Cash Settled Restricted Stock Units (derivative)
- Owner
- Herndon Lynne
- Date
- 2026-10-15
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 22
- Price
- Not stated (see footnotes)
- Following holdings
- 354
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Cash Settled Restricted Stock Units
- id: F2
- transaction Date: 2026-10-15
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 22
- id: F2
- transaction Acquired Disposed Code: D
- id: F3
- id: F3
- underlying Security Title: Common Stock
- underlying Security Shares: 22
- shares Owned Following Transaction: 354
- direct Or Indirect Ownership: D
Cash Settled Restricted Stock Units (derivative)
- Owner
- Herndon Lynne
- Date
- 2026-10-15
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 27
- Price
- Not stated (see footnotes)
- Following holdings
- 771
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Cash Settled Restricted Stock Units
- id: F2
- transaction Date: 2026-10-15
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 27
- id: F2
- transaction Acquired Disposed Code: D
- id: F4
- id: F4
- underlying Security Title: Common Stock
- underlying Security Shares: 27
- shares Owned Following Transaction: 771
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Herndon Lynne: Chief Credit Officer.
- F1: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.
- F2: Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.
- F3: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.
- F4: These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2026 and ending February 2029
Original sources
Prepared automatically from public filing data. Report a correction.