COF: Dean Lia discloses a sale

By AlphaYouPublished Sep 23, 2026Form 4

Stocks in this disclosure

Reported activity

Dean Lia

Reporting filer

Dean Lia reported Sale in CAPITAL ONE FINANCIAL CORP: 2066 units of Common Stock, dated 2026-09-15. The full Form 4 contains 1 transaction entry.

Reported details

1 entry

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Common Stock	Dean Lia	2026-09-15	S	Sale	2066	206.07	61,195	1 day	Filed terms security Title: Common Stock transaction Date: 2026-09-15 transaction Form Type: 4 transaction Code: S equity Swap Involved: 0 id: F1 transaction Shares: 2066 transaction Price Per Share: 206.07 transaction Acquired Disposed Code: D shares Owned Following Transaction: 61195 direct Or Indirect Ownership: D

Owner: Dean Lia
Date: 2026-09-15
Code: S
Action: Sale
Quantity: 2066
Price: 206.07
Following holdings: 61,195
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
id: F1
transaction Shares: 2066
transaction Price Per Share: 206.07
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 61195
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Dean Lia: Pres, Banking & Prem. Products.
The filing reports a Rule 10b5-1 trading plan.
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Prepared automatically from public filing data. Report a correction.