Richard Fairbank sold $18.4M of Capital One Financial stock
By AlphaYouPublished Form 4
FAIRBANK RICHARD D
Reporting filer
Richard Fairbank reported selling 90,743 shares of Capital One Financial Corp for about $18.4M ($202.86 a share on average). Form 4 filed Oct 29, 2026 lists 5 entries.
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- Disclosed
- Oct 29, 2026
Reported details
5 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | FAIRBANK RICHARD D | 2026-10-27 | M | Exercise or conversion | 40743 | 86.34 | 4,109,263 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-10-27 | S | Sale | 46845 | 202.32 | 4,062,418 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-10-27 | S | Sale | 37025 | 203.29 | 4,025,393 | 2 days | Filed terms
|
| Common Stock | FAIRBANK RICHARD D | 2026-10-27 | S | Sale | 6873 | 204.19 | 4,018,520 | 2 days | Filed terms
|
| Stock Options (derivative) | FAIRBANK RICHARD D | 2026-10-27 | M | Exercise or conversion | 40743 | 0 | 40,743 | 2 days | Filed terms
|
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-10-27
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 40743
- Price
- 86.34
- Following holdings
- 4,109,263
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-27
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- id: F1
- transaction Shares: 40743
- transaction Price Per Share: 86.34
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 4109263
- id: F2
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-10-27
- Code
- S
- Action
- Sale
- Quantity
- 46845
- Price
- 202.32
- Following holdings
- 4,062,418
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-27
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 46845
- transaction Price Per Share: 202.32
- id: F3
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 4062418
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-10-27
- Code
- S
- Action
- Sale
- Quantity
- 37025
- Price
- 203.29
- Following holdings
- 4,025,393
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-27
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 37025
- transaction Price Per Share: 203.29
- id: F4
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 4025393
- direct Or Indirect Ownership: D
Common Stock
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-10-27
- Code
- S
- Action
- Sale
- Quantity
- 6873
- Price
- 204.19
- Following holdings
- 4,018,520
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-27
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F1
- transaction Shares: 6873
- transaction Price Per Share: 204.19
- id: F5
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 4018520
- direct Or Indirect Ownership: D
Stock Options (derivative)
- Owner
- FAIRBANK RICHARD D
- Date
- 2026-10-27
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 40743
- Price
- 0
- Following holdings
- 40,743
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Stock Options
- conversion Or Exercise Price: 86.34
- transaction Date: 2026-10-27
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 40743
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- exercise Date: 2020-02-15
- expiration Date: 2027-02-02
- underlying Security Title: Common Stock
- underlying Security Shares: 40743
- shares Owned Following Transaction: 40743
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- FAIRBANK RICHARD D: Chairman and CEO, Director.
- The filing reports a Rule 10b5-1 trading plan.
- F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
- F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.78 to $202.77. Information regarding the number of shares sold at each price will be provided upon request.
- F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.79 to $203.78. Information regarding the number of shares sold at each price will be provided upon request.
- F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.81 to $204.49. Information regarding the number of shares sold at each price will be provided upon request.
Original sources
Prepared automatically from public filing data. Report a correction.