Mark Berset reports stock transactions at BayFirst Financial

By AlphaYouPublished Nov 9, 2026Form 4

Stocks in this disclosure

Reported activity

Berset Mark S

Reporting filer

Mark Berset reports stock transactions, not an open-market purchase or sale, in BayFirst Financial Corp.. Form 4 filed Nov 9, 2026 lists 6 entries.

Disclosed: Nov 9, 2026

Reported details

6 entries

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Common Stock	Berset Mark S	2026-11-06	J	Other (see filing)	96153	Not stated (see footnotes)	525,871.792	3 days	Filed terms security Title: Common Stock transaction Date: 2026-11-06 transaction Form Type: 4 transaction Code: J equity Swap Involved: 0 id: F1 transaction Shares: 96153 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 525871.792 direct Or Indirect Ownership: D
Common Stock	Berset Mark S	2026-11-06	J	Other (see filing)	41208	Not stated (see footnotes)	73,642.173	3 days	Filed terms security Title: Common Stock transaction Date: 2026-11-06 transaction Form Type: 4 transaction Code: J equity Swap Involved: 0 id: F1 transaction Shares: 41208 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 73642.1733 direct Or Indirect Ownership: I nature Of Ownership: Mark S. Berset 2012 Irrevocable Trust U/A Dated 12/13/12
Common Stock	Berset Mark S	2026-11-06	J	Other (see filing)	27472	Not stated (see footnotes)	124,866.368	3 days	Filed terms security Title: Common Stock transaction Date: 2026-11-06 transaction Form Type: 4 transaction Code: J equity Swap Involved: 0 id: F1 transaction Shares: 27472 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 124866.368 direct Or Indirect Ownership: I nature Of Ownership: Linda Berset Irrevocable Trust
Series C Cumulative Convertible Preferred Stock (derivative)	Berset Mark S	2026-11-06	C	Conversion	350	Not stated (see footnotes)	0	3 days	Filed terms security Title: Series C Cumulative Convertible Preferred Stock id: F1 transaction Date: 2026-11-06 transaction Form Type: 4 transaction Code: C equity Swap Involved: 0 transaction Shares: 350 id: F1 transaction Acquired Disposed Code: D exercise Date: 2023-10-18 expiration Date: 2033-10-18 underlying Security Title: Common Stock underlying Security Shares: 96153 shares Owned Following Transaction: 0 direct Or Indirect Ownership: D
Series C Cumulative Convertible Preferred Stock (derivative)	Berset Mark S	2026-11-06	C	Conversion	150	Not stated (see footnotes)	0	3 days	Filed terms security Title: Series C Cumulative Convertible Preferred Stock id: F1 transaction Date: 2026-11-06 transaction Form Type: 4 transaction Code: C equity Swap Involved: 0 transaction Shares: 150 id: F1 transaction Acquired Disposed Code: D exercise Date: 2023-10-18 expiration Date: 2033-10-18 underlying Security Title: Common Stock underlying Security Shares: 41208 shares Owned Following Transaction: 0 direct Or Indirect Ownership: I nature Of Ownership: Mark Berset Irrevocable Trust
Series C Cumulative Convertible Preferred Stock (derivative)	Berset Mark S	2026-11-06	C	Conversion	100	Not stated (see footnotes)	0	3 days	Filed terms security Title: Series C Cumulative Convertible Preferred Stock id: F1 transaction Date: 2026-11-06 transaction Form Type: 4 transaction Code: C equity Swap Involved: 0 transaction Shares: 100 id: F1 transaction Acquired Disposed Code: D exercise Date: 2023-10-18 expiration Date: 2033-10-18 underlying Security Title: Common Stock underlying Security Shares: 27472 shares Owned Following Transaction: 0 direct Or Indirect Ownership: I nature Of Ownership: Linda Berset Irrevocable Trust

Common Stock

Owner: Berset Mark S
Date: 2026-11-06
Code: J
Action: Other (see filing)
Quantity: 96153
Price: Not stated (see footnotes)
Following holdings: 525,871.792
Reporting delay: 3 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: J
equity Swap Involved: 0
id: F1
transaction Shares: 96153
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 525871.792
direct Or Indirect Ownership: D

Common Stock

Owner: Berset Mark S
Date: 2026-11-06
Code: J
Action: Other (see filing)
Quantity: 41208
Price: Not stated (see footnotes)
Following holdings: 73,642.173
Reporting delay: 3 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: J
equity Swap Involved: 0
id: F1
transaction Shares: 41208
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 73642.1733
direct Or Indirect Ownership: I
nature Of Ownership: Mark S. Berset 2012 Irrevocable Trust U/A Dated 12/13/12

Common Stock

Owner: Berset Mark S
Date: 2026-11-06
Code: J
Action: Other (see filing)
Quantity: 27472
Price: Not stated (see footnotes)
Following holdings: 124,866.368
Reporting delay: 3 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: J
equity Swap Involved: 0
id: F1
transaction Shares: 27472
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 124866.368
direct Or Indirect Ownership: I
nature Of Ownership: Linda Berset Irrevocable Trust

Series C Cumulative Convertible Preferred Stock (derivative)

Owner: Berset Mark S
Date: 2026-11-06
Code: C
Action: Conversion
Quantity: 350
Price: Not stated (see footnotes)
Following holdings: 0
Reporting delay: 3 days
Filed terms and references: Filed terms
security Title: Series C Cumulative Convertible Preferred Stock
id: F1
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: C
equity Swap Involved: 0
transaction Shares: 350
id: F1
transaction Acquired Disposed Code: D
exercise Date: 2023-10-18
expiration Date: 2033-10-18
underlying Security Title: Common Stock
underlying Security Shares: 96153
shares Owned Following Transaction: 0
direct Or Indirect Ownership: D

Series C Cumulative Convertible Preferred Stock (derivative)

Owner: Berset Mark S
Date: 2026-11-06
Code: C
Action: Conversion
Quantity: 150
Price: Not stated (see footnotes)
Following holdings: 0
Reporting delay: 3 days
Filed terms and references: Filed terms
security Title: Series C Cumulative Convertible Preferred Stock
id: F1
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: C
equity Swap Involved: 0
transaction Shares: 150
id: F1
transaction Acquired Disposed Code: D
exercise Date: 2023-10-18
expiration Date: 2033-10-18
underlying Security Title: Common Stock
underlying Security Shares: 41208
shares Owned Following Transaction: 0
direct Or Indirect Ownership: I
nature Of Ownership: Mark Berset Irrevocable Trust

Series C Cumulative Convertible Preferred Stock (derivative)

Owner: Berset Mark S
Date: 2026-11-06
Code: C
Action: Conversion
Quantity: 100
Price: Not stated (see footnotes)
Following holdings: 0
Reporting delay: 3 days
Filed terms and references: Filed terms
security Title: Series C Cumulative Convertible Preferred Stock
id: F1
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: C
equity Swap Involved: 0
transaction Shares: 100
id: F1
transaction Acquired Disposed Code: D
exercise Date: 2023-10-18
expiration Date: 2033-10-18
underlying Security Title: Common Stock
underlying Security Shares: 27472
shares Owned Following Transaction: 0
direct Or Indirect Ownership: I
nature Of Ownership: Linda Berset Irrevocable Trust

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Berset Mark S: Director.
F1: The reporting person acquired the common shares upon the conversion of shares Series C Cumulative Convertible Preferred Stock. For each share of preferred stock, the Company issued approximately 274.7253 common shares.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Common Stock

Berset Mark S

2026-11-06

Other (see filing)

96153

Not stated (see footnotes)

525,871.792

3 days

Filed terms

security Title: Common Stock
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: J
equity Swap Involved: 0
id: F1
transaction Shares: 96153
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 525871.792
direct Or Indirect Ownership: D

Common Stock

Berset Mark S

2026-11-06

Other (see filing)

41208

Not stated (see footnotes)

73,642.173

3 days

Filed terms

security Title: Common Stock
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: J
equity Swap Involved: 0
id: F1
transaction Shares: 41208
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 73642.1733
direct Or Indirect Ownership: I
nature Of Ownership: Mark S. Berset 2012 Irrevocable Trust U/A Dated 12/13/12

Common Stock

Berset Mark S

2026-11-06

Other (see filing)

27472

Not stated (see footnotes)

124,866.368

3 days

Filed terms

security Title: Common Stock
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: J
equity Swap Involved: 0
id: F1
transaction Shares: 27472
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 124866.368
direct Or Indirect Ownership: I
nature Of Ownership: Linda Berset Irrevocable Trust

Series C Cumulative Convertible Preferred Stock (derivative)

Berset Mark S

2026-11-06

Conversion

350

Not stated (see footnotes)

3 days

Filed terms

security Title: Series C Cumulative Convertible Preferred Stock
id: F1
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: C
equity Swap Involved: 0
transaction Shares: 350
id: F1
transaction Acquired Disposed Code: D
exercise Date: 2023-10-18
expiration Date: 2033-10-18
underlying Security Title: Common Stock
underlying Security Shares: 96153
shares Owned Following Transaction: 0
direct Or Indirect Ownership: D

Series C Cumulative Convertible Preferred Stock (derivative)

Berset Mark S

2026-11-06

Conversion

150

Not stated (see footnotes)

3 days

Filed terms

security Title: Series C Cumulative Convertible Preferred Stock
id: F1
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: C
equity Swap Involved: 0
transaction Shares: 150
id: F1
transaction Acquired Disposed Code: D
exercise Date: 2023-10-18
expiration Date: 2033-10-18
underlying Security Title: Common Stock
underlying Security Shares: 41208
shares Owned Following Transaction: 0
direct Or Indirect Ownership: I
nature Of Ownership: Mark Berset Irrevocable Trust

Series C Cumulative Convertible Preferred Stock (derivative)

Berset Mark S

2026-11-06

Conversion

100

Not stated (see footnotes)

3 days

Filed terms

security Title: Series C Cumulative Convertible Preferred Stock
id: F1
transaction Date: 2026-11-06
transaction Form Type: 4
transaction Code: C
equity Swap Involved: 0
transaction Shares: 100
id: F1
transaction Acquired Disposed Code: D
exercise Date: 2023-10-18
expiration Date: 2033-10-18
underlying Security Title: Common Stock
underlying Security Shares: 27472
shares Owned Following Transaction: 0
direct Or Indirect Ownership: I
nature Of Ownership: Linda Berset Irrevocable Trust

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Berset Mark S: Director.

F1: The reporting person acquired the common shares upon the conversion of shares Series C Cumulative Convertible Preferred Stock. For each share of preferred stock, the Company issued approximately 274.7253 common shares.