AXIA3: Abdalla Filho Jose Joao discloses securities transactions

By AlphaYouPublished Sep 18, 2026Form 4

Stocks in this disclosure

Reported activity

Abdalla Filho Jose Joao

Reporting filer

Abdalla Filho Jose Joao reported Grant or award in AXIA Energia S.A.: 719654 units of Common Shares, dated 2026-09-16. The full Form 4 contains 4 transaction entries.

Disclosed: Sep 18, 2026

Reported details

4 entries

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Following holdings	Reporting delay	Filed terms and references
Common Shares	Abdalla Filho Jose Joao	2026-09-16	A	Grant or award	719654	15,853,317	2 days	Filed terms security Title: Common Shares transaction Date: 2026-09-16 deemed Execution Date: transaction Form Type: 4 transaction Code: A equity Swap Involved: false transaction Timeliness: transaction Shares: 719654 id: F1 transaction Price Per Share: 0 transaction Acquired Disposed Code: A shares Owned Following Transaction: 15853317 direct Or Indirect Ownership: I nature Of Ownership: See Footnote id: F2
Common Shares	Abdalla Filho Jose Joao	2026-09-16	A	Grant or award	3954666	101,984,046	2 days	Filed terms security Title: Common Shares transaction Date: 2026-09-16 deemed Execution Date: transaction Form Type: 4 transaction Code: A equity Swap Involved: false transaction Timeliness: transaction Shares: 3954666 id: F1 transaction Price Per Share: 0 transaction Acquired Disposed Code: A shares Owned Following Transaction: 101984046 direct Or Indirect Ownership: I nature Of Ownership: See Footnote id: F3
Class "C" Preferred Shares (derivative)	Abdalla Filho Jose Joao	2026-09-16	C	Conversion	719654	2,950,181	2 days	Filed terms security Title: Class "C" Preferred Shares id: F4 transaction Date: 2026-09-16 deemed Execution Date: transaction Form Type: 4 transaction Code: C equity Swap Involved: false transaction Timeliness: transaction Shares: 719654 id: F1 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F4 id: F4 underlying Security Title: Common Shares underlying Security Shares: 719654 shares Owned Following Transaction: 2950181 direct Or Indirect Ownership: I nature Of Ownership: See Footnote id: F2
Class "C" Preferred Shares (derivative)	Abdalla Filho Jose Joao	2026-09-16	C	Conversion	3954666	16,211,917	2 days	Filed terms security Title: Class "C" Preferred Shares id: F4 transaction Date: 2026-09-16 deemed Execution Date: transaction Form Type: 4 transaction Code: C equity Swap Involved: false transaction Timeliness: transaction Shares: 3954666 id: F1 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F4 id: F4 underlying Security Title: Common Shares underlying Security Shares: 3954666 shares Owned Following Transaction: 16211917 direct Or Indirect Ownership: I nature Of Ownership: See Footnote id: F3

Common Shares

Owner: Abdalla Filho Jose Joao
Date: 2026-09-16
Code: A
Action: Grant or award
Quantity: 719654
Price: 0
Following holdings: 15,853,317
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Shares
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: A
equity Swap Involved: false
transaction Timeliness:
transaction Shares: 719654
id: F1
transaction Price Per Share: 0
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 15853317
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F2

Common Shares

Owner: Abdalla Filho Jose Joao
Date: 2026-09-16
Code: A
Action: Grant or award
Quantity: 3954666
Price: 0
Following holdings: 101,984,046
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Shares
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: A
equity Swap Involved: false
transaction Timeliness:
transaction Shares: 3954666
id: F1
transaction Price Per Share: 0
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 101984046
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F3

Class "C" Preferred Shares (derivative)

Owner: Abdalla Filho Jose Joao
Date: 2026-09-16
Code: C
Action: Conversion
Quantity: 719654
Price: 0
Following holdings: 2,950,181
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Class "C" Preferred Shares
id: F4
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: C
equity Swap Involved: false
transaction Timeliness:
transaction Shares: 719654
id: F1
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F4
id: F4
underlying Security Title: Common Shares
underlying Security Shares: 719654
shares Owned Following Transaction: 2950181
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F2

Class "C" Preferred Shares (derivative)

Owner: Abdalla Filho Jose Joao
Date: 2026-09-16
Code: C
Action: Conversion
Quantity: 3954666
Price: 0
Following holdings: 16,211,917
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Class "C" Preferred Shares
id: F4
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: C
equity Swap Involved: false
transaction Timeliness:
transaction Shares: 3954666
id: F1
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F4
id: F4
underlying Security Title: Common Shares
underlying Security Shares: 3954666
shares Owned Following Transaction: 16211917
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F3

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Abdalla Filho Jose Joao: Director.
F1: On September 16, 2026, certain of the class "C" preferred shares ("PNC Shares") previously reported herein were converted into Common Shares, in connection with the mandatory redemption of 19.61% of AXIA Energia S.A. (the "Company")'s outstanding PNC Shares announced on September 3, 2026 and pursuant to the terms of the Company's bylaws.
F2: Jose Joao Abdalla Filho ("Mr. Filho") is a controlling shareholder in Banclass FIA ("Banclass") which directly holds the Common Shares and the PNC Shares of the Company reported in this filing. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of control over Banclass. For the purposes of this filing, each of Banclass and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Banclass or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise.
F3: Mr. Filho is a controlling shareholder in FIA Dinamica Energia ("Dinamica") which directly holds the Common Shares and the PNC Shares of the Company reported in this filing. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of control over Dinamica. For the purposes of this filing, each of Dinamica and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Dinamica or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.
F4: Pursuant to Article 11 of the Bylaws of the Company, the PNC Shares shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Common Shares

Abdalla Filho Jose Joao

2026-09-16

Grant or award

719654

15,853,317

2 days

Filed terms

security Title: Common Shares
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: A
equity Swap Involved: false
transaction Timeliness:
transaction Shares: 719654
id: F1
transaction Price Per Share: 0
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 15853317
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F2

Common Shares

Abdalla Filho Jose Joao

2026-09-16

Grant or award

3954666

101,984,046

2 days

Filed terms

security Title: Common Shares
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: A
equity Swap Involved: false
transaction Timeliness:
transaction Shares: 3954666
id: F1
transaction Price Per Share: 0
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 101984046
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F3

Class "C" Preferred Shares (derivative)

Abdalla Filho Jose Joao

2026-09-16

Conversion

719654

2,950,181

2 days

Filed terms

security Title: Class "C" Preferred Shares
id: F4
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: C
equity Swap Involved: false
transaction Timeliness:
transaction Shares: 719654
id: F1
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F4
id: F4
underlying Security Title: Common Shares
underlying Security Shares: 719654
shares Owned Following Transaction: 2950181
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F2

Class "C" Preferred Shares (derivative)

Abdalla Filho Jose Joao

2026-09-16

Conversion

3954666

16,211,917

2 days

Filed terms

security Title: Class "C" Preferred Shares
id: F4
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: C
equity Swap Involved: false
transaction Timeliness:
transaction Shares: 3954666
id: F1
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F4
id: F4
underlying Security Title: Common Shares
underlying Security Shares: 3954666
shares Owned Following Transaction: 16211917
direct Or Indirect Ownership: I
nature Of Ownership: See Footnote
id: F3

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Abdalla Filho Jose Joao: Director.

F1: On September 16, 2026, certain of the class "C" preferred shares ("PNC Shares") previously reported herein were converted into Common Shares, in connection with the mandatory redemption of 19.61% of AXIA Energia S.A. (the "Company")'s outstanding PNC Shares announced on September 3, 2026 and pursuant to the terms of the Company's bylaws.

F2: Jose Joao Abdalla Filho ("Mr. Filho") is a controlling shareholder in Banclass FIA ("Banclass") which directly holds the Common Shares and the PNC Shares of the Company reported in this filing. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of control over Banclass. For the purposes of this filing, each of Banclass and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Banclass or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise.

F3: Mr. Filho is a controlling shareholder in FIA Dinamica Energia ("Dinamica") which directly holds the Common Shares and the PNC Shares of the Company reported in this filing. Mr. Filho may be deemed to indirectly beneficially own these shares by virtue of control over Dinamica. For the purposes of this filing, each of Dinamica and Mr. Filho disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. This filing shall not be deemed an admission that Dinamica or Mr. Filho is the beneficial owner of any of the reported securities for purposes of Section 16 of the Exchange Act, or otherwise.

F4: Pursuant to Article 11 of the Bylaws of the Company, the PNC Shares shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031.