R Stephen Harshbarger reports stock transactions at Sono Tek
By AlphaYouPublished Form 4
HARSHBARGER R STEPHEN
Reporting filer
R Stephen Harshbarger reports stock transactions, not an open-market purchase or sale, in Sono Tek Corp. Form 4 filed Oct 7, 2026 lists 3 entries.
- Disclosed
- Oct 7, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Sono-Tek Common Stock | HARSHBARGER R STEPHEN | 2026-10-06 | M | Exercise or conversion | 13171 | 3.25 | 278,449 | 1 day | Filed terms
|
| Sono-Tek Common Stock | HARSHBARGER R STEPHEN | 2026-10-06 | F | Tax/exercise withholding | 6286 | 6.81 | 272,163 | 1 day | Filed terms
|
| Sono-Tek Options (derivative) | HARSHBARGER R STEPHEN | 2026-10-06 | D | Disposition to issuer | 13171 | 3.25 | 87,304 | 1 day | Filed terms
|
Sono-Tek Common Stock
- Owner
- HARSHBARGER R STEPHEN
- Date
- 2026-10-06
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 13171
- Price
- 3.25
- Following holdings
- 278,449
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Sono-Tek Common Stock
- transaction Date: 2026-10-06
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 13171
- id: F1
- transaction Price Per Share: 3.25
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 278449
- direct Or Indirect Ownership: D
Sono-Tek Common Stock
- Owner
- HARSHBARGER R STEPHEN
- Date
- 2026-10-06
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 6286
- Price
- 6.81
- Following holdings
- 272,163
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Sono-Tek Common Stock
- transaction Date: 2026-10-06
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 6286
- id: F2
- transaction Price Per Share: 6.81
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 272163
- direct Or Indirect Ownership: D
Sono-Tek Options (derivative)
- Owner
- HARSHBARGER R STEPHEN
- Date
- 2026-10-06
- Code
- D
- Action
- Disposition to issuer
- Quantity
- 13171
- Price
- 3.25
- Following holdings
- 87,304
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Sono-Tek Options
- conversion Or Exercise Price: 3.25
- transaction Date: 2026-10-06
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: D
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 13171
- id: F1
- transaction Price Per Share: 3.25
- transaction Acquired Disposed Code: D
- exercise Date: 2026-08-21
- expiration Date: 2035-08-21
- underlying Security Title: Sono-Tek Common Stock
- underlying Security Shares: 13171
- shares Owned Following Transaction: 87304
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- HARSHBARGER R STEPHEN: CEO, Director.
- F1: Reporting person exercised 13171 vested options.
- F2: Reporting person surrendered 6286 shares of SonoTek common stock as payment for the exercise of options.
Original sources
Prepared automatically from public filing data. Report a correction.