SOFI: Keough Kelli discloses securities transactions

By AlphaYouPublished Sep 17, 2026Form 4

Stocks in this disclosure

Reported activity

Keough Kelli

Reporting filer

Keough Kelli reported Exercise or conversion in SoFi Technologies, Inc.: 82643 units of Common Stock, dated 2026-09-14. The full Form 4 contains 9 transaction entries.

Disclosed: Sep 16, 2026

Reported details

9 entries

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Common Stock	Keough Kelli	2026-09-14	M	Exercise or conversion	82643	Not stated (see footnotes)	439,085	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 82643 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 439085 direct Or Indirect Ownership: D
Common Stock	Keough Kelli	2026-09-14	M	Exercise or conversion	26476	Not stated (see footnotes)	465,561	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 26476 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 465561 direct Or Indirect Ownership: D
Common Stock	Keough Kelli	2026-09-14	M	Exercise or conversion	13067	Not stated (see footnotes)	478,628	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 13067 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 478628 direct Or Indirect Ownership: D
Common Stock	Keough Kelli	2026-09-14	M	Exercise or conversion	5681	Not stated (see footnotes)	484,309	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 5681 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 484309 direct Or Indirect Ownership: D
Common Stock	Keough Kelli	2026-09-15	F	Tax/exercise withholding	66033	17.279	418,276	1 day	Filed terms security Title: Common Stock transaction Date: 2026-09-15 transaction Form Type: 4 transaction Code: F equity Swap Involved: 0 transaction Shares: 66033 transaction Price Per Share: 17.279 id: F2 transaction Acquired Disposed Code: D shares Owned Following Transaction: 418276 direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)	Keough Kelli	2026-09-14	M	Exercise or conversion	82643	0	165,287	2 days	Filed terms security Title: Restricted Stock Unit id: F1 transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 82643 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F3 id: F3 underlying Security Title: Common Stock underlying Security Shares: 82643 shares Owned Following Transaction: 165287 direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)	Keough Kelli	2026-09-14	M	Exercise or conversion	26476	0	158,861	2 days	Filed terms security Title: Restricted Stock Unit id: F1 transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 26476 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F3 id: F3 underlying Security Title: Common Stock underlying Security Shares: 26476 shares Owned Following Transaction: 158861 direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)	Keough Kelli	2026-09-14	M	Exercise or conversion	13067	0	130,677	2 days	Filed terms security Title: Restricted Stock Unit id: F1 transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 13067 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F4 id: F4 underlying Security Title: Common Stock underlying Security Shares: 13067 shares Owned Following Transaction: 130677 direct Or Indirect Ownership: D
Restricted Stock Unit (derivative)	Keough Kelli	2026-09-14	M	Exercise or conversion	5681	0	79,541	2 days	Filed terms security Title: Restricted Stock Unit id: F1 transaction Date: 2026-09-14 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 5681 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F5 id: F5 underlying Security Title: Common Stock underlying Security Shares: 5681 shares Owned Following Transaction: 79541 direct Or Indirect Ownership: D

Common Stock

Owner: Keough Kelli
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 82643
Price: Not stated (see footnotes)
Following holdings: 439,085
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 82643
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 439085
direct Or Indirect Ownership: D

Common Stock

Owner: Keough Kelli
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 26476
Price: Not stated (see footnotes)
Following holdings: 465,561
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 26476
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 465561
direct Or Indirect Ownership: D

Common Stock

Owner: Keough Kelli
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 13067
Price: Not stated (see footnotes)
Following holdings: 478,628
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 13067
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 478628
direct Or Indirect Ownership: D

Common Stock

Owner: Keough Kelli
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 5681
Price: Not stated (see footnotes)
Following holdings: 484,309
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 5681
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 484309
direct Or Indirect Ownership: D

Common Stock

Owner: Keough Kelli
Date: 2026-09-15
Code: F
Action: Tax/exercise withholding
Quantity: 66033
Price: 17.279
Following holdings: 418,276
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: F
equity Swap Involved: 0
transaction Shares: 66033
transaction Price Per Share: 17.279
id: F2
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 418276
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Owner: Keough Kelli
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 82643
Price: 0
Following holdings: 165,287
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 82643
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F3
id: F3
underlying Security Title: Common Stock
underlying Security Shares: 82643
shares Owned Following Transaction: 165287
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Owner: Keough Kelli
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 26476
Price: 0
Following holdings: 158,861
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 26476
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F3
id: F3
underlying Security Title: Common Stock
underlying Security Shares: 26476
shares Owned Following Transaction: 158861
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Owner: Keough Kelli
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 13067
Price: 0
Following holdings: 130,677
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 13067
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F4
id: F4
underlying Security Title: Common Stock
underlying Security Shares: 13067
shares Owned Following Transaction: 130677
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Owner: Keough Kelli
Date: 2026-09-14
Code: M
Action: Exercise or conversion
Quantity: 5681
Price: 0
Following holdings: 79,541
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 5681
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
id: F5
underlying Security Title: Common Stock
underlying Security Shares: 5681
shares Owned Following Transaction: 79541
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Keough Kelli: EVP, GBUL, SIPS.
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.
F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.
F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Common Stock

Keough Kelli

2026-09-14

Exercise or conversion

82643

Not stated (see footnotes)

439,085

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 82643
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 439085
direct Or Indirect Ownership: D

Common Stock

Keough Kelli

2026-09-14

Exercise or conversion

26476

Not stated (see footnotes)

465,561

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 26476
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 465561
direct Or Indirect Ownership: D

Common Stock

Keough Kelli

2026-09-14

Exercise or conversion

13067

Not stated (see footnotes)

478,628

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 13067
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 478628
direct Or Indirect Ownership: D

Common Stock

Keough Kelli

2026-09-14

Exercise or conversion

5681

Not stated (see footnotes)

484,309

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 5681
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 484309
direct Or Indirect Ownership: D

Common Stock

Keough Kelli

2026-09-15

Tax/exercise withholding

66033

17.279

418,276

1 day

Filed terms

security Title: Common Stock
transaction Date: 2026-09-15
transaction Form Type: 4
transaction Code: F
equity Swap Involved: 0
transaction Shares: 66033
transaction Price Per Share: 17.279
id: F2
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 418276
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Keough Kelli

2026-09-14

Exercise or conversion

82643

165,287

2 days

Filed terms

security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 82643
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F3
id: F3
underlying Security Title: Common Stock
underlying Security Shares: 82643
shares Owned Following Transaction: 165287
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Keough Kelli

2026-09-14

Exercise or conversion

26476

158,861

2 days

Filed terms

security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 26476
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F3
id: F3
underlying Security Title: Common Stock
underlying Security Shares: 26476
shares Owned Following Transaction: 158861
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Keough Kelli

2026-09-14

Exercise or conversion

13067

130,677

2 days

Filed terms

security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 13067
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F4
id: F4
underlying Security Title: Common Stock
underlying Security Shares: 13067
shares Owned Following Transaction: 130677
direct Or Indirect Ownership: D

Restricted Stock Unit (derivative)

Keough Kelli

2026-09-14

Exercise or conversion

5681

79,541

2 days

Filed terms

security Title: Restricted Stock Unit
id: F1
transaction Date: 2026-09-14
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 5681
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
id: F5
underlying Security Title: Common Stock
underlying Security Shares: 5681
shares Owned Following Transaction: 79541
direct Or Indirect Ownership: D

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Keough Kelli: EVP, GBUL, SIPS.

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 3 filed on August 2, 2024.

F4: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

F5: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 11, 2026.