PVLA: Goin Kathleen discloses securities transactions

By AlphaYouPublished Sep 23, 2026Form 4

Stocks in this disclosure

Reported activity

Goin Kathleen

Reporting filer

Goin Kathleen reported Exercise or conversion in PALVELLA THERAPEUTICS, INC.: 2154 units of Common Stock, dated 2026-09-16. The full Form 4 contains 7 transaction entries.

Disclosed: Sep 18, 2026

Reported details

7 entries

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Common Stock	Goin Kathleen	2026-09-16	M	Exercise or conversion	2154	7.14	2,154	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-16 deemed Execution Date: transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Timeliness: transaction Shares: 2154 transaction Price Per Share: 7.14 transaction Acquired Disposed Code: A shares Owned Following Transaction: 2154 direct Or Indirect Ownership: D
Common Stock	Goin Kathleen	2026-09-16	M	Exercise or conversion	2148	9.08	4,302	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-16 deemed Execution Date: transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Timeliness: transaction Shares: 2148 transaction Price Per Share: 9.08 transaction Acquired Disposed Code: A shares Owned Following Transaction: 4302 direct Or Indirect Ownership: D
Common Stock	Goin Kathleen	2026-09-16	S	Sale	1659	151.1589	2,643	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-16 deemed Execution Date: transaction Form Type: 4 transaction Code: S equity Swap Involved: 0 id: F1 transaction Timeliness: transaction Shares: 1659 transaction Price Per Share: 151.1589 id: F2 transaction Acquired Disposed Code: D shares Owned Following Transaction: 2643 direct Or Indirect Ownership: D
Common Stock	Goin Kathleen	2026-09-16	S	Sale	989	152.3617	1,654	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-16 deemed Execution Date: transaction Form Type: 4 transaction Code: S equity Swap Involved: 0 id: F1 transaction Timeliness: transaction Shares: 989 transaction Price Per Share: 152.3617 id: F3 transaction Acquired Disposed Code: D shares Owned Following Transaction: 1654 direct Or Indirect Ownership: D
Common Stock	Goin Kathleen	2026-09-16	S	Sale	1654	153.2434	0	2 days	Filed terms security Title: Common Stock transaction Date: 2026-09-16 deemed Execution Date: transaction Form Type: 4 transaction Code: S equity Swap Involved: 0 id: F1 transaction Timeliness: transaction Shares: 1654 transaction Price Per Share: 153.2434 id: F4 transaction Acquired Disposed Code: D shares Owned Following Transaction: 0 direct Or Indirect Ownership: D
Stock Option (Right to Buy) (derivative)	Goin Kathleen	2026-09-16	M	Exercise or conversion	2154	0	2,165	2 days	Filed terms security Title: Stock Option (Right to Buy) conversion Or Exercise Price: 7.14 transaction Date: 2026-09-16 deemed Execution Date: transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Timeliness: transaction Shares: 2154 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F5 expiration Date: 2029-10-29 underlying Security Title: Common Stock underlying Security Shares: 2154 shares Owned Following Transaction: 2165 direct Or Indirect Ownership: D
Stock Option (Right to Buy) (derivative)	Goin Kathleen	2026-09-16	M	Exercise or conversion	2148	0	2,148	2 days	Filed terms security Title: Stock Option (Right to Buy) conversion Or Exercise Price: 9.08 transaction Date: 2026-09-16 deemed Execution Date: transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 id: F1 transaction Timeliness: transaction Shares: 2148 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F5 expiration Date: 2030-10-14 underlying Security Title: Common Stock underlying Security Shares: 2148 shares Owned Following Transaction: 2148 direct Or Indirect Ownership: D

Common Stock

Owner: Goin Kathleen
Date: 2026-09-16
Code: M
Action: Exercise or conversion
Quantity: 2154
Price: 7.14
Following holdings: 2,154
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 2154
transaction Price Per Share: 7.14
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 2154
direct Or Indirect Ownership: D

Common Stock

Owner: Goin Kathleen
Date: 2026-09-16
Code: M
Action: Exercise or conversion
Quantity: 2148
Price: 9.08
Following holdings: 4,302
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 2148
transaction Price Per Share: 9.08
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 4302
direct Or Indirect Ownership: D

Common Stock

Owner: Goin Kathleen
Date: 2026-09-16
Code: S
Action: Sale
Quantity: 1659
Price: 151.1589
Following holdings: 2,643
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 1659
transaction Price Per Share: 151.1589
id: F2
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 2643
direct Or Indirect Ownership: D

Common Stock

Owner: Goin Kathleen
Date: 2026-09-16
Code: S
Action: Sale
Quantity: 989
Price: 152.3617
Following holdings: 1,654
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 989
transaction Price Per Share: 152.3617
id: F3
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 1654
direct Or Indirect Ownership: D

Common Stock

Owner: Goin Kathleen
Date: 2026-09-16
Code: S
Action: Sale
Quantity: 1654
Price: 153.2434
Following holdings: 0
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 1654
transaction Price Per Share: 153.2434
id: F4
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 0
direct Or Indirect Ownership: D

Stock Option (Right to Buy) (derivative)

Owner: Goin Kathleen
Date: 2026-09-16
Code: M
Action: Exercise or conversion
Quantity: 2154
Price: 0
Following holdings: 2,165
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Stock Option (Right to Buy)
conversion Or Exercise Price: 7.14
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 2154
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
expiration Date: 2029-10-29
underlying Security Title: Common Stock
underlying Security Shares: 2154
shares Owned Following Transaction: 2165
direct Or Indirect Ownership: D

Stock Option (Right to Buy) (derivative)

Owner: Goin Kathleen
Date: 2026-09-16
Code: M
Action: Exercise or conversion
Quantity: 2148
Price: 0
Following holdings: 2,148
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Stock Option (Right to Buy)
conversion Or Exercise Price: 9.08
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 2148
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
expiration Date: 2030-10-14
underlying Security Title: Common Stock
underlying Security Shares: 2148
shares Owned Following Transaction: 2148
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Goin Kathleen: Chief Operating Officer.
The filing reports a Rule 10b5-1 trading plan.
F1: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on August 19, 2025. The plan was adopted during an open trading window, at a time when the Reporting Person was not in possession of material non-public information and was reviewed and approved in accordance with the Issuer's Insider Trading Policy. The Issuer's officers and directors from time to time utilize trading plans to transact in its securities for reasons such as satisfying vesting-related income tax requirements, investment diversification, or other personal reasons.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.755 to $151.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.77 to $152.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.78 to $153.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.
F5: The stock option is fully vested.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Common Stock

Goin Kathleen

2026-09-16

Exercise or conversion

2154

7.14

2,154

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 2154
transaction Price Per Share: 7.14
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 2154
direct Or Indirect Ownership: D

Common Stock

Goin Kathleen

2026-09-16

Exercise or conversion

2148

9.08

4,302

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 2148
transaction Price Per Share: 9.08
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 4302
direct Or Indirect Ownership: D

Common Stock

Goin Kathleen

2026-09-16

Sale

1659

151.1589

2,643

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 1659
transaction Price Per Share: 151.1589
id: F2
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 2643
direct Or Indirect Ownership: D

Common Stock

Goin Kathleen

2026-09-16

Sale

989

152.3617

1,654

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 989
transaction Price Per Share: 152.3617
id: F3
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 1654
direct Or Indirect Ownership: D

Common Stock

Goin Kathleen

2026-09-16

Sale

1654

153.2434

2 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: S
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 1654
transaction Price Per Share: 153.2434
id: F4
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 0
direct Or Indirect Ownership: D

Stock Option (Right to Buy) (derivative)

Goin Kathleen

2026-09-16

Exercise or conversion

2154

2,165

2 days

Filed terms

security Title: Stock Option (Right to Buy)
conversion Or Exercise Price: 7.14
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 2154
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
expiration Date: 2029-10-29
underlying Security Title: Common Stock
underlying Security Shares: 2154
shares Owned Following Transaction: 2165
direct Or Indirect Ownership: D

Stock Option (Right to Buy) (derivative)

Goin Kathleen

2026-09-16

Exercise or conversion

2148

2,148

2 days

Filed terms

security Title: Stock Option (Right to Buy)
conversion Or Exercise Price: 9.08
transaction Date: 2026-09-16
deemed Execution Date:
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 2148
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F5
expiration Date: 2030-10-14
underlying Security Title: Common Stock
underlying Security Shares: 2148
shares Owned Following Transaction: 2148
direct Or Indirect Ownership: D

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Goin Kathleen: Chief Operating Officer.

The filing reports a Rule 10b5-1 trading plan.

F1: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted on August 19, 2025. The plan was adopted during an open trading window, at a time when the Reporting Person was not in possession of material non-public information and was reviewed and approved in accordance with the Issuer's Insider Trading Policy. The Issuer's officers and directors from time to time utilize trading plans to transact in its securities for reasons such as satisfying vesting-related income tax requirements, investment diversification, or other personal reasons.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.755 to $151.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.77 to $152.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.78 to $153.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F5: The stock option is fully vested.