Prabha Bhandari reports stock transactions at Houlihan Lokey
By AlphaYouPublished Form 4
Bhandari Prabha S
Reporting filer
Prabha Bhandari reports stock transactions, not an open-market purchase or sale, in Houlihan Lokey, Inc.. Form 4 filed Nov 10, 2026 lists 4 entries.
- Disclosed
- Nov 10, 2026
Reported details
4 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock (derivative) | Bhandari Prabha S | 2026-11-05 | A | Grant or award | 3245 | 0 | 3,245 | 5 days | Filed terms
|
| Class B Common Stock (derivative) | Bhandari Prabha S | 2026-11-05 | A | Grant or award | 8113 | 0 | 8,113 | 5 days | Filed terms
|
| Class B Common Stock (derivative) | Bhandari Prabha S | 2026-11-05 | A | Grant or award | 1622 | 0 | 1,622 | 5 days | Filed terms
|
| Class B Common Stock (derivative) | Bhandari Prabha S | 2026-11-05 | Z | Code Z (see filing) | 12980 | 0 | 12,980 | 5 days | Filed terms
|
Class B Common Stock (derivative)
- Owner
- Bhandari Prabha S
- Date
- 2026-11-05
- Code
- A
- Action
- Grant or award
- Quantity
- 3245
- Price
- 0
- Following holdings
- 3,245
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Class B Common Stock
- id: F1
- transaction Date: 2026-11-05
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- transaction Shares: 3245
- id: F2
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F2
- id: F1
- underlying Security Title: Class A Common Stock
- underlying Security Shares: 3245
- shares Owned Following Transaction: 3245
- direct Or Indirect Ownership: D
Class B Common Stock (derivative)
- Owner
- Bhandari Prabha S
- Date
- 2026-11-05
- Code
- A
- Action
- Grant or award
- Quantity
- 8113
- Price
- 0
- Following holdings
- 8,113
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Class B Common Stock
- id: F1
- transaction Date: 2026-11-05
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- transaction Shares: 8113
- id: F3
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F3
- id: F1
- underlying Security Title: Class A Common Stock
- underlying Security Shares: 8113
- shares Owned Following Transaction: 8113
- direct Or Indirect Ownership: D
Class B Common Stock (derivative)
- Owner
- Bhandari Prabha S
- Date
- 2026-11-05
- Code
- A
- Action
- Grant or award
- Quantity
- 1622
- Price
- 0
- Following holdings
- 1,622
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Class B Common Stock
- id: F1
- transaction Date: 2026-11-05
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- transaction Shares: 1622
- id: F4
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- id: F4
- id: F1
- underlying Security Title: Class A Common Stock
- underlying Security Shares: 1622
- shares Owned Following Transaction: 1622
- direct Or Indirect Ownership: D
Class B Common Stock (derivative)
- Owner
- Bhandari Prabha S
- Date
- 2026-11-05
- Code
- Z
- Action
- Code Z (see filing)
- Quantity
- 12980
- Price
- 0
- Following holdings
- 12,980
- Reporting delay
- 5 days
- Filed terms and references
Filed terms
- security Title: Class B Common Stock
- id: F1
- transaction Date: 2026-11-05
- transaction Form Type: 4
- transaction Code: Z
- equity Swap Involved: false
- transaction Shares: 12980
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F1
- id: F1
- underlying Security Title: Class A Common Stock
- underlying Security Shares: 12980
- shares Owned Following Transaction: 12980
- direct Or Indirect Ownership: I
- id: F5
- nature Of Ownership: By HL Voting Trust
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Bhandari Prabha S: See Remarks.
- F1: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- F2: On November 5, 2026, the Issuer granted 3,245 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments on May 15, 2027, 2028, 2029, and 2030, subject to continued service.
- F3: On November 5, 2026, the Issuer granted 8,113 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in two equal annual installments on May 15, 2027 and 2028, subject to continued service.
- F4: On November 5, 2026, the Issuer granted 1,622 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments on May 15, 2027, 2028, 2029, and 2030 if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.
- F5: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Original sources
Prepared automatically from public filing data. Report a correction.