TMC: Mallon Liam M reports a stock award
By AlphaYouPublished Form 4
Mallon Liam M
Reporting filer
Mallon Liam M reports a stock award, not an open-market purchase or sale, in TMC the metals Co Inc.. Form 4 filed Oct 9, 2026 lists 2 entries.
- Disclosed
- Oct 9, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Mallon Liam M | 2026-09-25 | A | Grant or award | 25445 | 0.00 | 25,445 | 14 days | Filed terms
|
| Common Shares | Mallon Liam M | 2026-09-28 | A | Grant or award | 77720 | 0.00 | 103,165 | 11 days | Filed terms
|
Common Shares
- Owner
- Mallon Liam M
- Date
- 2026-09-25
- Code
- A
- Action
- Grant or award
- Quantity
- 25445
- Price
- 0.00
- Following holdings
- 25,445
- Reporting delay
- 14 days
- Filed terms and references
Filed terms
- security Title: Common Shares
- transaction Date: 2026-09-25
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 25445
- id: F1
- transaction Price Per Share: 0.00
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 25445
- direct Or Indirect Ownership: D
Common Shares
- Owner
- Mallon Liam M
- Date
- 2026-09-28
- Code
- A
- Action
- Grant or award
- Quantity
- 77720
- Price
- 0.00
- Following holdings
- 103,165
- Reporting delay
- 11 days
- Filed terms and references
Filed terms
- security Title: Common Shares
- transaction Date: 2026-09-28
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 77720
- id: F2
- transaction Price Per Share: 0.00
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 103165
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Mallon Liam M: Director.
- F1: Pursuant to the Issuer's Nonemployee Director Compensation Policy, the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2021 Incentive Equity Plan (the "Plan"), which will vest, subject to continued service through each vesting date, over a three-year period as follows: 1/3 on the first anniversary of September 25, 2026 (the "Initial Grant Date"), 1/3 on the second anniversary of the Initial Grant Date and 1/3 on the third anniversary of the Initial Grant Date. Each RSU represents the right to receive one common share upon vesting.
- F2: The Reporting Person was granted RSUs under the Plan, which will vest, subject to continued service through each vesting date, over a three-year period as follows: 1/3 on the first anniversary of September 28, 2026 (the "Special Grant Date"), 1/3 on the second anniversary of the Special Grant Date and 1/3 on the third anniversary of the Special Grant Date.
Original sources
Prepared automatically from public filing data. Report a correction.