HOOD: Bhatt Baiju discloses securities transactions

By AlphaYouPublished Oct 2, 2026Form 4

Stocks in this disclosure

Reported activity

Bhatt Baiju

Reporting filer

Bhatt Baiju reported Grant or award in Robinhood Markets, Inc.: 111 units of Class A Common Stock, dated 2026-09-30. The full Form 4 contains 3 transaction entries.

Disclosed: Oct 2, 2026

Reported details

3 entries

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Class A Common Stock	Bhatt Baiju	2026-09-30	A	Grant or award	111	Not stated (see footnotes)	3,814	2 days	Filed terms security Title: Class A Common Stock transaction Date: 2026-09-30 transaction Form Type: 4 transaction Code: A equity Swap Involved: 0 transaction Shares: 111 id: F1 transaction Acquired Disposed Code: A shares Owned Following Transaction: 3814 direct Or Indirect Ownership: D
Class A Common Stock	Bhatt Baiju	2026-10-01	M	Exercise or conversion	822	Not stated (see footnotes)	4,636	1 day	Filed terms security Title: Class A Common Stock transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 822 id: F2 transaction Acquired Disposed Code: A shares Owned Following Transaction: 4636 direct Or Indirect Ownership: D
Restricted Stock Units (derivative)	Bhatt Baiju	2026-10-01	M	Exercise or conversion	822	0	2,467	1 day	Filed terms security Title: Restricted Stock Units id: F2 transaction Date: 2026-10-01 transaction Form Type: 4 transaction Code: M equity Swap Involved: 0 transaction Shares: 822 transaction Price Per Share: 0 transaction Acquired Disposed Code: D id: F3 id: F3 underlying Security Title: Class A Common Stock underlying Security Shares: 822 shares Owned Following Transaction: 2467 direct Or Indirect Ownership: D

Class A Common Stock

Owner: Bhatt Baiju
Date: 2026-09-30
Code: A
Action: Grant or award
Quantity: 111
Price: Not stated (see footnotes)
Following holdings: 3,814
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: Class A Common Stock
transaction Date: 2026-09-30
transaction Form Type: 4
transaction Code: A
equity Swap Involved: 0
transaction Shares: 111
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 3814
direct Or Indirect Ownership: D

Class A Common Stock

Owner: Bhatt Baiju
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 822
Price: Not stated (see footnotes)
Following holdings: 4,636
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Class A Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 822
id: F2
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 4636
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Owner: Bhatt Baiju
Date: 2026-10-01
Code: M
Action: Exercise or conversion
Quantity: 822
Price: 0
Following holdings: 2,467
Reporting delay: 1 day
Filed terms and references: Filed terms
security Title: Restricted Stock Units
id: F2
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 822
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F3
id: F3
underlying Security Title: Class A Common Stock
underlying Security Shares: 822
shares Owned Following Transaction: 2467
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Bhatt Baiju: Director.
F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.
F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Class A Common Stock

Bhatt Baiju

2026-09-30

Grant or award

111

Not stated (see footnotes)

3,814

2 days

Filed terms

security Title: Class A Common Stock
transaction Date: 2026-09-30
transaction Form Type: 4
transaction Code: A
equity Swap Involved: 0
transaction Shares: 111
id: F1
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 3814
direct Or Indirect Ownership: D

Class A Common Stock

Bhatt Baiju

2026-10-01

Exercise or conversion

822

Not stated (see footnotes)

4,636

1 day

Filed terms

security Title: Class A Common Stock
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 822
id: F2
transaction Acquired Disposed Code: A
shares Owned Following Transaction: 4636
direct Or Indirect Ownership: D

Restricted Stock Units (derivative)

Bhatt Baiju

2026-10-01

Exercise or conversion

822

2,467

1 day

Filed terms

security Title: Restricted Stock Units
id: F2
transaction Date: 2026-10-01
transaction Form Type: 4
transaction Code: M
equity Swap Involved: 0
transaction Shares: 822
transaction Price Per Share: 0
transaction Acquired Disposed Code: D
id: F3
id: F3
underlying Security Title: Class A Common Stock
underlying Security Shares: 822
shares Owned Following Transaction: 2467
direct Or Indirect Ownership: D

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Bhatt Baiju: Director.

F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.