VVOS: SOKOLOW LEONARD J discloses securities transactions

By AlphaYouPublished Sep 19, 2026Form 4

Stocks in this disclosure

Reported activity

SOKOLOW LEONARD J

Reporting filer

SOKOLOW LEONARD J reported Grant or award in Vivos Therapeutics, Inc.: 12000 units of Stock Options (Right to Buy) (derivative), dated 2026-09-14. The full Form 4 contains 1 transaction entry.

Disclosed: Sep 19, 2026

Reported details

1 entry

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Stock Options (Right to Buy) (derivative)	SOKOLOW LEONARD J	2026-09-14	A	Grant or award	12000	0	17,600	5 days	Filed terms security Title: Stock Options (Right to Buy) id: F1 conversion Or Exercise Price: 0.18 transaction Date: 2026-09-14 deemed Execution Date: transaction Form Type: 4 transaction Code: A equity Swap Involved: 0 transaction Timeliness: transaction Shares: 12000 transaction Price Per Share: 0 transaction Acquired Disposed Code: A exercise Date: 2026-09-14 id: F1 expiration Date: 2036-09-14 underlying Security Title: Common Stock underlying Security Shares: 12000 shares Owned Following Transaction: 17600 id: F1 direct Or Indirect Ownership: D

Stock Options (Right to Buy) (derivative)

Owner: SOKOLOW LEONARD J
Date: 2026-09-14
Code: A
Action: Grant or award
Quantity: 12000
Price: 0
Following holdings: 17,600
Reporting delay: 5 days
Filed terms and references: Filed terms
security Title: Stock Options (Right to Buy)
id: F1
conversion Or Exercise Price: 0.18
transaction Date: 2026-09-14
deemed Execution Date:
transaction Form Type: 4
transaction Code: A
equity Swap Involved: 0
transaction Timeliness:
transaction Shares: 12000
transaction Price Per Share: 0
transaction Acquired Disposed Code: A
exercise Date: 2026-09-14
id: F1
expiration Date: 2036-09-14
underlying Security Title: Common Stock
underlying Security Shares: 12000
shares Owned Following Transaction: 17600
id: F1
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
SOKOLOW LEONARD J: Director.
F1: On September 14, 2026 (the "Grant Date"), the Reporting Person received a grant of 12,000 stock options from the Issuer. One-half vested immediately (and the earliest possible exercise date in Table II relates to this tranche), one-fourth will vest on September 30, 2026 and one-fourth will vest on December 31, 2026. The options are exercisable for a period of 10 years from the Grant Date. Reflects expiry of 667 options on June 19, 2025 and 1,200 options on August 5, 2026, all of which expired unexercised.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Stock Options (Right to Buy) (derivative)

SOKOLOW LEONARD J

2026-09-14

Grant or award

12000

17,600

5 days

Filed terms

security Title: Stock Options (Right to Buy)
id: F1
conversion Or Exercise Price: 0.18
transaction Date: 2026-09-14
deemed Execution Date:
transaction Form Type: 4
transaction Code: A
equity Swap Involved: 0
transaction Timeliness:
transaction Shares: 12000
transaction Price Per Share: 0
transaction Acquired Disposed Code: A
exercise Date: 2026-09-14
id: F1
expiration Date: 2036-09-14
underlying Security Title: Common Stock
underlying Security Shares: 12000
shares Owned Following Transaction: 17600
id: F1
direct Or Indirect Ownership: D

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

SOKOLOW LEONARD J: Director.

F1: On September 14, 2026 (the "Grant Date"), the Reporting Person received a grant of 12,000 stock options from the Issuer. One-half vested immediately (and the earliest possible exercise date in Table II relates to this tranche), one-fourth will vest on September 30, 2026 and one-fourth will vest on December 31, 2026. The options are exercisable for a period of 10 years from the Grant Date. Reflects expiry of 667 options on June 19, 2025 and 1,200 options on August 5, 2026, all of which expired unexercised.