AlphaYouAIP: Alpern Paul L discloses securities transactions
By AlphaYouPublished Form 4
Alpern Paul L
Reporting filer
Alpern Paul L reported Exercise or conversion in Arteris, Inc.: 4000.00 units of Common Stock, dated 2026-10-01. The full Form 4 contains 9 transaction entries.
- Disclosed
- Oct 5, 2026
Reported details
9 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Alpern Paul L | 2026-10-01 | M | Exercise or conversion | 4000.00 | 0.56 | 74,733 | 4 days | Filed terms
|
| Common Stock | Alpern Paul L | 2026-10-01 | M | Exercise or conversion | 2500.00 | 9.28 | 77,233 | 4 days | Filed terms
|
| Common Stock | Alpern Paul L | 2026-10-01 | S | Sale | 6500.00 | 23.8359 | 70,733 | 4 days | Filed terms
|
| Common Stock | Alpern Paul L | 2026-10-02 | S | Sale | 692.00 | 24.6431 | 70,041 | 3 days | Filed terms
|
| Common Stock | Alpern Paul L | 2026-10-02 | S | Sale | 765.00 | 24.6431 | 69,276 | 3 days | Filed terms
|
| Common Stock | Alpern Paul L | 2026-10-02 | S | Sale | 1181.00 | 24.6431 | 68,095 | 3 days | Filed terms
|
| Common Stock | Alpern Paul L | 2026-10-02 | S | Sale | 1010.00 | 24.6431 | 67,085 | 3 days | Filed terms
|
| Incentive Stock Option (right to buy) (derivative) | Alpern Paul L | 2026-10-01 | M | Exercise or conversion | 4000.00 | 0.00 | 45,000 | 4 days | Filed terms
|
| Non-Qualified Stock Option (right to buy) (derivative) | Alpern Paul L | 2026-10-01 | M | Exercise or conversion | 2500.00 | 0.00 | 22,500 | 4 days | Filed terms
|
Common Stock
- Owner
- Alpern Paul L
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 4000.00
- Price
- 0.56
- Following holdings
- 74,733
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- id: F1
- transaction Timeliness:
- transaction Shares: 4000.00
- transaction Price Per Share: 0.56
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 74733.00
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Alpern Paul L
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 2500.00
- Price
- 9.28
- Following holdings
- 77,233
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- id: F1
- transaction Timeliness:
- transaction Shares: 2500.00
- transaction Price Per Share: 9.28
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 77233.00
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Alpern Paul L
- Date
- 2026-10-01
- Code
- S
- Action
- Sale
- Quantity
- 6500.00
- Price
- 23.8359
- Following holdings
- 70,733
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: false
- id: F1
- transaction Timeliness:
- transaction Shares: 6500.00
- transaction Price Per Share: 23.8359
- id: F2
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 70733.00
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Alpern Paul L
- Date
- 2026-10-02
- Code
- S
- Action
- Sale
- Quantity
- 692.00
- Price
- 24.6431
- Following holdings
- 70,041
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: false
- id: F3
- transaction Timeliness:
- transaction Shares: 692.00
- transaction Price Per Share: 24.6431
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 70041.00
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Alpern Paul L
- Date
- 2026-10-02
- Code
- S
- Action
- Sale
- Quantity
- 765.00
- Price
- 24.6431
- Following holdings
- 69,276
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: false
- id: F3
- transaction Timeliness:
- transaction Shares: 765.00
- transaction Price Per Share: 24.6431
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 69276.00
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Alpern Paul L
- Date
- 2026-10-02
- Code
- S
- Action
- Sale
- Quantity
- 1181.00
- Price
- 24.6431
- Following holdings
- 68,095
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: false
- id: F3
- transaction Timeliness:
- transaction Shares: 1181.00
- transaction Price Per Share: 24.6431
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 68095.00
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Alpern Paul L
- Date
- 2026-10-02
- Code
- S
- Action
- Sale
- Quantity
- 1010.00
- Price
- 24.6431
- Following holdings
- 67,085
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-02
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: false
- id: F3
- transaction Timeliness:
- transaction Shares: 1010.00
- transaction Price Per Share: 24.6431
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 67085.00
- direct Or Indirect Ownership: D
Incentive Stock Option (right to buy) (derivative)
- Owner
- Alpern Paul L
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 4000.00
- Price
- 0.00
- Following holdings
- 45,000
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Incentive Stock Option (right to buy)
- conversion Or Exercise Price: 0.56
- transaction Date: 2026-10-01
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 4000.00
- transaction Price Per Share: 0.00
- transaction Acquired Disposed Code: D
- id: F4
- expiration Date: 2029-10-23
- underlying Security Title: Common Stock
- underlying Security Shares: 4000.00
- shares Owned Following Transaction: 45000.00
- direct Or Indirect Ownership: D
Non-Qualified Stock Option (right to buy) (derivative)
- Owner
- Alpern Paul L
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 2500.00
- Price
- 0.00
- Following holdings
- 22,500
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Non-Qualified Stock Option (right to buy)
- conversion Or Exercise Price: 9.28
- transaction Date: 2026-10-01
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 2500.00
- transaction Price Per Share: 0.00
- transaction Acquired Disposed Code: D
- id: F5
- expiration Date: 2035-02-20
- underlying Security Title: Common Stock
- underlying Security Shares: 2500.00
- shares Owned Following Transaction: 22500.00
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Alpern Paul L: VP and General Counsel.
- The filing reports a Rule 10b5-1 trading plan.
- F1: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026.
- F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.41 to $24.15 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
- F4: Incentive stock option, 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares vested monthly for 3 years, beginning on September 26, 2020.
- F5: Non-qualified stock options, vesting in 16 equal quarterly installments of 1/16th each, beginning on April 1, 2025.
Original sources
Prepared automatically from public filing data. Report a correction.