Stephen Mccaffery reports an option exercise and tax withholding on shares
By AlphaYouPublished Form 4
McCaffery Stephen J.
Reporting filer
Stephen Mccaffery reports an option exercise and tax withholding on shares, not an open-market purchase or sale, in Ribbon Communications Inc.. Form 4 filed Nov 3, 2026 lists 6 entries.
- Disclosed
- Nov 3, 2026
Reported details
6 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | McCaffery Stephen J. | 2026-10-31 | M | Exercise or conversion | 36003 | Not stated (see footnotes) | 123,203 | 3 days | Filed terms
|
| Common Stock | McCaffery Stephen J. | 2026-10-31 | F | Tax/exercise withholding | 16921 | 1.55 | 106,282 | 3 days | Filed terms
|
| Common Stock | McCaffery Stephen J. | 2026-10-31 | M | Exercise or conversion | 108006 | Not stated (see footnotes) | 214,288 | 3 days | Filed terms
|
| Common Stock | McCaffery Stephen J. | 2026-10-31 | F | Tax/exercise withholding | 50762 | 1.55 | 163,526 | 3 days | Filed terms
|
| Restructed Stock Unites (RSUs) (derivative) | McCaffery Stephen J. | 2026-10-31 | M | Exercise or conversion | 36003 | 0 | 72,003 | 3 days | Filed terms
|
| RSUs (derivative) | McCaffery Stephen J. | 2026-10-31 | M | Exercise or conversion | 108006 | 0 | 324,021 | 3 days | Filed terms
|
Common Stock
- Owner
- McCaffery Stephen J.
- Date
- 2026-10-31
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 36003
- Price
- Not stated (see footnotes)
- Following holdings
- 123,203
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-31
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 36003
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 123203
- direct Or Indirect Ownership: D
Common Stock
- Owner
- McCaffery Stephen J.
- Date
- 2026-10-31
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 16921
- Price
- 1.55
- Following holdings
- 106,282
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-31
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 16921
- transaction Price Per Share: 1.55
- id: F2
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 106282
- direct Or Indirect Ownership: D
Common Stock
- Owner
- McCaffery Stephen J.
- Date
- 2026-10-31
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 108006
- Price
- Not stated (see footnotes)
- Following holdings
- 214,288
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-31
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 108006
- id: F1
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 214288
- direct Or Indirect Ownership: D
Common Stock
- Owner
- McCaffery Stephen J.
- Date
- 2026-10-31
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 50762
- Price
- 1.55
- Following holdings
- 163,526
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-31
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Shares: 50762
- transaction Price Per Share: 1.55
- id: F2
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 163526
- direct Or Indirect Ownership: D
Restructed Stock Unites (RSUs) (derivative)
- Owner
- McCaffery Stephen J.
- Date
- 2026-10-31
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 36003
- Price
- 0
- Following holdings
- 72,003
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Restructed Stock Unites (RSUs)
- id: F1
- transaction Date: 2026-10-31
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 36003
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F3
- id: F3
- underlying Security Title: Common Stock
- underlying Security Shares: 36003
- shares Owned Following Transaction: 72003
- direct Or Indirect Ownership: D
RSUs (derivative)
- Owner
- McCaffery Stephen J.
- Date
- 2026-10-31
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 108006
- Price
- 0
- Following holdings
- 324,021
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: RSUs
- id: F1
- transaction Date: 2026-10-31
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 108006
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F4
- id: F4
- underlying Security Title: Common Stock
- underlying Security Shares: 108006
- shares Owned Following Transaction: 324021
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- McCaffery Stephen J.: EVP, Global Sales.
- F1: Eash RSU represents a contingent right to receive one share of the Registrant's common stock.
- F2: Reflects shares of common stock withheld by the Registrant to satisfy tax withholding obligations in connection with the vesting.
- F3: The RSUs were granted on October 31, 2025; the initial tranche vested on October 31, 2026 and the remaining RSUs will vest in four equal semi-annual installments thereafter through October 31, 2028.
- F4: The RSUs were granted on October 31, 2025; the initial tranche vested on October 31, 2026 and the remaining RSUs will vest in six equal semi-annual installments thereafter through October 31, 2029.
Original sources
Prepared automatically from public filing data. Report a correction.