Richard Grondin reports an option exercise and tax withholding on shares
By AlphaYouPublished Form 4
Grondin Richard
Reporting filer
Richard Grondin reports an option exercise and tax withholding on shares, not an open-market purchase or sale, in Perma Fix Environmental Services Inc. Form 4 filed Oct 29, 2026 lists 3 entries.
- Disclosed
- Oct 29, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Grondin Richard | 2026-10-28 | M | Exercise or conversion | 5000 | 7.005 | 46,308 | 1 day | Filed terms
|
| Common Stock | Grondin Richard | 2026-10-28 | F | Tax/exercise withholding | 2564 | 13.66 | 43,744 | 1 day | Filed terms
|
| Stock Option (derivative) | Grondin Richard | 2026-10-28 | M | Exercise or conversion | 5000 | 0 | 0 | 1 day | Filed terms
|
Common Stock
- Owner
- Grondin Richard
- Date
- 2026-10-28
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 5000
- Price
- 7.005
- Following holdings
- 46,308
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-28
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 5000
- id: F1
- transaction Price Per Share: 7.005
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 46308
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Grondin Richard
- Date
- 2026-10-28
- Code
- F
- Action
- Tax/exercise withholding
- Quantity
- 2564
- Price
- 13.66
- Following holdings
- 43,744
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-28
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: F
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 2564
- id: F1
- transaction Price Per Share: 13.66
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 43744
- direct Or Indirect Ownership: D
Stock Option (derivative)
- Owner
- Grondin Richard
- Date
- 2026-10-28
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 5000
- Price
- 0
- Following holdings
- 0
- Reporting delay
- 1 day
- Filed terms and references
Filed terms
- security Title: Stock Option
- conversion Or Exercise Price: 7.005
- transaction Date: 2026-10-28
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 5000
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F1
- expiration Date: 2027-10-14
- underlying Security Title: Common Stock
- underlying Security Shares: 5000
- shares Owned Following Transaction: 0
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Grondin Richard: EVP of Hanford Waste Ops.
- F1: On October 28, 2026, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on October 28, 2026, (as determined in accordance with the 2017 Plan) was $13.66 per share, the Company withheld 2,564 shares of Common Stock ($35,025 divided by $13.66) to pay the aggregate exercise price of the option.
Original sources
Prepared automatically from public filing data. Report a correction.