AlphaYouCAT: Creed Joseph E discloses securities transactions
By AlphaYouPublished Form 4
Creed Joseph E
Reporting filer
Creed Joseph E reported Grant or award in CATERPILLAR INC: 19 units of Phantom Stock Units (derivative), dated 2026-09-25. The full Form 4 contains 1 transaction entry.
- Disclosed
- Sep 28, 2026
Reported details
1 entry| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units (derivative) | Creed Joseph E | 2026-09-25 | A | Grant or award | 19 | 821.58 | 11,234 | 3 days | Filed terms
|
Phantom Stock Units (derivative)
- Owner
- Creed Joseph E
- Date
- 2026-09-25
- Code
- A
- Action
- Grant or award
- Quantity
- 19
- Price
- 821.58
- Following holdings
- 11,234
- Reporting delay
- 3 days
- Filed terms and references
Filed terms
- security Title: Phantom Stock Units
- id: F1
- transaction Date: 2026-09-25
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 19
- id: F2
- transaction Price Per Share: 821.58
- transaction Acquired Disposed Code: A
- id: F3
- id: F3
- underlying Security Title: Common Stock
- underlying Security Shares: 19
- shares Owned Following Transaction: 11234
- id: F4
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Creed Joseph E: Chief Executive Officer.
- F1: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
- F2: This total includes 10 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $821.58 and 9 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
- F3: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.
- F4: Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.
Original sources
Prepared automatically from public filing data. Report a correction.