Kevin O'Brien reports a stock award at HYFM
By AlphaYouPublished Form 4
O'Brien Kevin Patrick
Reporting filer
Kevin Patrick O'Brien reports a stock award, not an open-market purchase or sale, in Hydrofarm Holdings Group, Inc.. Form 4 filed Oct 29, 2026 lists 2 entries.
- Disclosed
- Oct 29, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per share | O'Brien Kevin Patrick | 2006-10-27 | A | Grant or award | 55248 | 0.9050 | 68,470 | 7307 days | Filed terms
|
| Common Warrant (derivative) | O'Brien Kevin Patrick | 2026-10-27 | A | Grant or award | 55248 | Not stated (see footnotes) | 55,248 | 2 days | Filed terms
|
Common Stock, $0.0001 par value per share
- Owner
- O'Brien Kevin Patrick
- Date
- 2006-10-27
- Code
- A
- Action
- Grant or award
- Quantity
- 55248
- Price
- 0.9050
- Following holdings
- 68,470
- Reporting delay
- 7307 days
- Filed terms and references
Filed terms
- security Title: Common Stock, $0.0001 par value per share
- transaction Date: 2006-10-27
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- id: F1
- transaction Shares: 55248
- transaction Price Per Share: 0.9050
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 68470
- direct Or Indirect Ownership: D
Common Warrant (derivative)
- Owner
- O'Brien Kevin Patrick
- Date
- 2026-10-27
- Code
- A
- Action
- Grant or award
- Quantity
- 55248
- Price
- Not stated (see footnotes)
- Following holdings
- 55,248
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Warrant
- conversion Or Exercise Price: 0.78
- transaction Date: 2026-10-27
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- id: F1
- transaction Shares: 55248
- id: F1
- transaction Acquired Disposed Code: A
- id: F2
- id: F2
- underlying Security Title: Common Stock, $0.0001 par value per share
- underlying Security Shares: 55248
- shares Owned Following Transaction: 55248
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- O'Brien Kevin Patrick: Chief Financial Officer.
- F1: On October 27, 2026, Issuer entered into a Securities Purchase Agreement (the "Purchase Agreement") with the purchasers signatory thereto and consummated the transactions contemplated thereunder. Pursuant to the Purchase Agreement, Issuer agreed to issue and sell to Reporting Person (i) in a registered direct offering 9,593 shares of Common Stock, $0.0001 par value per share ("Common Stock") and (ii) in a concurrent private placement 45,655 shares of Common Stock and 55,248 accompanying common stock purchase warrants to purchase shares of Common Stock (the "Common Warrants"). The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3.
- F2: The Common Warrants may be exercised on a one-for-one basis for shares of Common Stock at an exercise price of $0.78 per share of Common Stock, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, no more than 9.99% of the outstanding shares of Common Stock. The Common Warrants will expire five and a half years following the date of issuance.
Original sources
Prepared automatically from public filing data. Report a correction.