VFS: Vuong Pham Nhat discloses securities transactions

By AlphaYouPublished Sep 28, 2026Form 4

Stocks in this disclosure

Reported activity

Vuong Pham Nhat

Reporting filer

Vuong Pham Nhat reported Other (see filing) in VinFast Auto Ltd.: 500000000 units of VFVN Series 5 Preference Shares (derivative), dated 2026-09-26. The full Form 4 contains 1 transaction entry.

Disclosed: Sep 28, 2026

Reported details

1 entry

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
VFVN Series 5 Preference Shares (derivative)	Vuong Pham Nhat	2026-09-26	J	Other (see filing)	500000000	Not stated (see footnotes)	1,204,667,875	2 days	Filed terms security Title: VFVN Series 5 Preference Shares id: F1 transaction Date: 2026-09-26 deemed Execution Date: transaction Form Type: 4 transaction Code: J equity Swap Involved: 0 id: F1 transaction Timeliness: transaction Shares: 500000000 id: F1 transaction Acquired Disposed Code: A exercise Date: 2026-09-26 id: F1 underlying Security Title: Ordinary Shares underlying Security Shares: 226346763 shares Owned Following Transaction: 1204667875 direct Or Indirect Ownership: I nature Of Ownership: By Vingroup id: F1

VFVN Series 5 Preference Shares (derivative)

Owner: Vuong Pham Nhat
Date: 2026-09-26
Code: J
Action: Other (see filing)
Quantity: 500000000
Price: Not stated (see footnotes)
Following holdings: 1,204,667,875
Reporting delay: 2 days
Filed terms and references: Filed terms
security Title: VFVN Series 5 Preference Shares
id: F1
transaction Date: 2026-09-26
deemed Execution Date:
transaction Form Type: 4
transaction Code: J
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 500000000
id: F1
transaction Acquired Disposed Code: A
exercise Date: 2026-09-26
id: F1
underlying Security Title: Ordinary Shares
underlying Security Shares: 226346763
shares Owned Following Transaction: 1204667875
direct Or Indirect Ownership: I
nature Of Ownership: By Vingroup
id: F1

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
Vuong Pham Nhat: Director.
F1: CPUD VFVN05 preference shares ("VFVN Series 5 Preference Shares") in the capital of VinFast Vietnam Joint Stock Company ("VFVN"), a joint stock company organized in Vietnam and a subsidiary of the Issuer, held of record by Vingroup Joint Stock Company ("Vingroup"), a public company listed on the Ho Chi Minh Stock Exchange, in which the Reporting Person, directly and through a majority-owned affiliate, holds a majority interest. The Reporting Person disclaims beneficial ownership of the shares held by Vingroup except to the extent of his pecuniary interest therein, if any. The VFVN Series 5 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 2.209 VFVN Series 5 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFVN Series 5 Preference Shares have no expiration date.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

VFVN Series 5 Preference Shares (derivative)

Vuong Pham Nhat

2026-09-26

Other (see filing)

500000000

Not stated (see footnotes)

1,204,667,875

2 days

Filed terms

security Title: VFVN Series 5 Preference Shares
id: F1
transaction Date: 2026-09-26
deemed Execution Date:
transaction Form Type: 4
transaction Code: J
equity Swap Involved: 0
id: F1
transaction Timeliness:
transaction Shares: 500000000
id: F1
transaction Acquired Disposed Code: A
exercise Date: 2026-09-26
id: F1
underlying Security Title: Ordinary Shares
underlying Security Shares: 226346763
shares Owned Following Transaction: 1204667875
direct Or Indirect Ownership: I
nature Of Ownership: By Vingroup
id: F1

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

Vuong Pham Nhat: Director.

F1: CPUD VFVN05 preference shares ("VFVN Series 5 Preference Shares") in the capital of VinFast Vietnam Joint Stock Company ("VFVN"), a joint stock company organized in Vietnam and a subsidiary of the Issuer, held of record by Vingroup Joint Stock Company ("Vingroup"), a public company listed on the Ho Chi Minh Stock Exchange, in which the Reporting Person, directly and through a majority-owned affiliate, holds a majority interest. The Reporting Person disclaims beneficial ownership of the shares held by Vingroup except to the extent of his pecuniary interest therein, if any. The VFVN Series 5 Preference Shares are exchangeable for the Issuer's ordinary shares at an exchange rate of 2.209 VFVN Series 5 Preference Shares to 1 ordinary share, subject to obtaining necessary approvals and other conditions. The VFVN Series 5 Preference Shares have no expiration date.