HGBL: DOVE ROSS discloses a sale

By AlphaYouPublished Sep 29, 2026Form 4

Stocks in this disclosure

Reported activity

DOVE ROSS

Reporting filer

DOVE ROSS reported Sale in Heritage Global Inc.: 300000 units of Common Stock, dated 2026-09-25. The full Form 4 contains 1 transaction entry.

Disclosed: Sep 29, 2026

Reported details

1 entry

All validated entries in this disclosure
Security	Owner	Date	Code	Action	Quantity	Price	Following holdings	Reporting delay	Filed terms and references
Common Stock	DOVE ROSS	2026-09-25	S	Sale	300000	1.33	2,021,917	4 days	Filed terms security Title: Common Stock transaction Date: 2026-09-25 transaction Form Type: 4 transaction Code: S equity Swap Involved: false id: F1 transaction Shares: 300000 transaction Price Per Share: 1.33 id: F2 transaction Acquired Disposed Code: D shares Owned Following Transaction: 2021917 direct Or Indirect Ownership: D

Common Stock

Owner: DOVE ROSS
Date: 2026-09-25
Code: S
Action: Sale
Quantity: 300000
Price: 1.33
Following holdings: 2,021,917
Reporting delay: 4 days
Filed terms and references: Filed terms
security Title: Common Stock
transaction Date: 2026-09-25
transaction Form Type: 4
transaction Code: S
equity Swap Involved: false
id: F1
transaction Shares: 300000
transaction Price Per Share: 1.33
id: F2
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 2021917
direct Or Indirect Ownership: D

Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.
DOVE ROSS: CEO, Director.
F1: The reported shares were sold in a privately negotiated transaction to Inductive Capital LP, an entity controlled by William L. Burnham, a director of the Issuer, at a price of $1.33 per share, pursuant to a Common Stock Purchase Agreement dated 9-25-26. The transaction was not effected on a securities exchange or through a broker. Transfer of the shares into the name of Inductive Capital LP is expected to be completed following the transaction date through the Issuer's transfer agent.
F2: The $1.33 per-share price equaled the Nasdaq closing price on 9/24/2026.

Original sources

SEC ownership filing

Prepared automatically from public filing data. Report a correction.

Security

Owner

Date

Code

Action

Quantity

Price

Following holdings

Reporting delay

Filed terms and references

Common Stock

DOVE ROSS

2026-09-25

Sale

300000

1.33

2,021,917

4 days

Filed terms

security Title: Common Stock
transaction Date: 2026-09-25
transaction Form Type: 4
transaction Code: S
equity Swap Involved: false
id: F1
transaction Shares: 300000
transaction Price Per Share: 1.33
id: F2
transaction Acquired Disposed Code: D
shares Owned Following Transaction: 2021917
direct Or Indirect Ownership: D

Filing context

Quantities and prices are shown in the units filed. No trade value is inferred from their product.

DOVE ROSS: CEO, Director.

F1: The reported shares were sold in a privately negotiated transaction to Inductive Capital LP, an entity controlled by William L. Burnham, a director of the Issuer, at a price of $1.33 per share, pursuant to a Common Stock Purchase Agreement dated 9-25-26. The transaction was not effected on a securities exchange or through a broker. Transfer of the shares into the name of Inductive Capital LP is expected to be completed following the transaction date through the Issuer's transfer agent.

F2: The $1.33 per-share price equaled the Nasdaq closing price on 9/24/2026.