AlphaYouSCHW: Hathi Neesha discloses securities transactions
By AlphaYouPublished Form 4
Hathi Neesha
Reporting filer
Hathi Neesha reported Exercise or conversion in SCHWAB CHARLES CORP: 5000 units of Common Stock, dated 2026-10-01. The full Form 4 contains 3 transaction entries.
- Disclosed
- Oct 5, 2026
Reported details
3 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Hathi Neesha | 2026-10-01 | M | Exercise or conversion | 5000 | 41.98 | 0 | 4 days | Filed terms
|
| Common Stock | Hathi Neesha | 2026-10-01 | S | Sale | 5000 | 97.8014 | 5,770 | 4 days | Filed terms
|
| Nonqualified Stock Option (right to buy) (derivative) | Hathi Neesha | 2026-10-01 | M | Exercise or conversion | 5000 | 0 | 13,950 | 4 days | Filed terms
|
Common Stock
- Owner
- Hathi Neesha
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 5000
- Price
- 41.98
- Following holdings
- 0
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 5000
- transaction Price Per Share: 41.98
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 0
- id: F1
- direct Or Indirect Ownership: D
Common Stock
- Owner
- Hathi Neesha
- Date
- 2026-10-01
- Code
- S
- Action
- Sale
- Quantity
- 5000
- Price
- 97.8014
- Following holdings
- 5,770
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: S
- equity Swap Involved: 0
- id: F2
- transaction Shares: 5000
- transaction Price Per Share: 97.8014
- id: F3
- transaction Acquired Disposed Code: D
- shares Owned Following Transaction: 5770
- id: F1
- direct Or Indirect Ownership: I
- nature Of Ownership: by Trust
Nonqualified Stock Option (right to buy) (derivative)
- Owner
- Hathi Neesha
- Date
- 2026-10-01
- Code
- M
- Action
- Exercise or conversion
- Quantity
- 5000
- Price
- 0
- Following holdings
- 13,950
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Nonqualified Stock Option (right to buy)
- conversion Or Exercise Price: 41.98
- transaction Date: 2026-10-01
- transaction Form Type: 4
- transaction Code: M
- equity Swap Involved: 0
- transaction Shares: 5000
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- exercise Date: 2020-03-02
- id: F4
- expiration Date: 2030-03-02
- underlying Security Title: Common Stock
- underlying Security Shares: 5000
- shares Owned Following Transaction: 13950
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- Hathi Neesha: MD, Head Wealth Adv, Bnk, Tst.
- The filing reports a Rule 10b5-1 trading plan.
- F1: Reflects the contribution of the shares received upon exercise of the option to a trust.
- F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026.
- F3: This transaction was executed in multiple trades at prices ranging from $97.275 to $98.23. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
- F4: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.
Original sources
Prepared automatically from public filing data. Report a correction.