AlphaYouDRIO: STERN ADAM K discloses securities transactions
By AlphaYouPublished Form 4
STERN ADAM K
Reporting filer
STERN ADAM K reported Conversion in DarioHealth Corp.: 11760 units of Common Stock, dated 2025-09-18. The full Form 4 contains 5 transaction entries.
- Disclosed
- Sep 28, 2026
Reported details
5 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Stock | STERN ADAM K | 2025-09-18 | C | Conversion | 11760 | 40.40 | 17,906 | 375 days | Filed terms
|
| Common Stock | STERN ADAM K | 2025-09-18 | C | Conversion | 8435 | 16.60 | 26,341 | 375 days | Filed terms
|
| Common Stock | STERN ADAM K | 2026-09-24 | A | Grant or award | 28000 | 0 | 57,717 | 4 days | Filed terms
|
| Series C Preferred Stock (derivative) | STERN ADAM K | 2025-09-18 | C | Conversion | 250 | 1000 | 0 | 375 days | Filed terms
|
| Series D-2 Preferred Stock (derivative) | STERN ADAM K | 2025-09-18 | C | Conversion | 100 | 1000 | 0 | 375 days | Filed terms
|
Common Stock
- Owner
- STERN ADAM K
- Date
- 2025-09-18
- Code
- C
- Action
- Conversion
- Quantity
- 11760
- Price
- 40.40
- Following holdings
- 17,906
- Reporting delay
- 375 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2025-09-18
- id: F1
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 11760
- id: F2
- transaction Price Per Share: 40.40
- id: F2
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 17906
- direct Or Indirect Ownership: I
- nature Of Ownership: By AKS Family Partners L.P.
Common Stock
- Owner
- STERN ADAM K
- Date
- 2025-09-18
- Code
- C
- Action
- Conversion
- Quantity
- 8435
- Price
- 16.60
- Following holdings
- 26,341
- Reporting delay
- 375 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2025-09-18
- id: F1
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 8435
- id: F3
- transaction Price Per Share: 16.60
- id: F3
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 26341
- direct Or Indirect Ownership: I
- nature Of Ownership: By AKS Family Partners L.P.
Common Stock
- Owner
- STERN ADAM K
- Date
- 2026-09-24
- Code
- A
- Action
- Grant or award
- Quantity
- 28000
- Price
- 0
- Following holdings
- 57,717
- Reporting delay
- 4 days
- Filed terms and references
Filed terms
- security Title: Common Stock
- transaction Date: 2026-09-24
- id: F4
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 28000
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 57717
- direct Or Indirect Ownership: D
Series C Preferred Stock (derivative)
- Owner
- STERN ADAM K
- Date
- 2025-09-18
- Code
- C
- Action
- Conversion
- Quantity
- 250
- Price
- 1000
- Following holdings
- 0
- Reporting delay
- 375 days
- Filed terms and references
Filed terms
- security Title: Series C Preferred Stock
- conversion Or Exercise Price: 1000
- transaction Date: 2025-09-18
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 250
- transaction Price Per Share: 1000
- transaction Acquired Disposed Code: D
- exercise Date: 2024-02-21
- expiration Date: 2025-09-18
- underlying Security Title: Common Stock
- underlying Security Shares: 11760
- id: F2
- shares Owned Following Transaction: 0
- direct Or Indirect Ownership: I
- nature Of Ownership: By AKS Family Partners L.P.
Series D-2 Preferred Stock (derivative)
- Owner
- STERN ADAM K
- Date
- 2025-09-18
- Code
- C
- Action
- Conversion
- Quantity
- 100
- Price
- 1000
- Following holdings
- 0
- Reporting delay
- 375 days
- Filed terms and references
Filed terms
- security Title: Series D-2 Preferred Stock
- conversion Or Exercise Price: 1000
- transaction Date: 2025-09-18
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: 0
- transaction Timeliness:
- transaction Shares: 100
- transaction Price Per Share: 1000
- transaction Acquired Disposed Code: D
- exercise Date: 2025-04-28
- expiration Date: 2025-09-18
- underlying Security Title: Common Stock
- underlying Security Shares: 8435
- id: F3
- shares Owned Following Transaction: 0
- direct Or Indirect Ownership: I
- nature Of Ownership: By AKS Family Partners L.P.
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- STERN ADAM K: Director.
- F1: Pursuant to the Second Amended and Restated Certificates of Designation of Preferences, Rights and Limitations of the Series C Preferred Stock and the Series D-2 Preferred Stock filed with the Secretary of State of the State of Delaware, the mandatory conversion period of all outstanding shares of each such series was accelerated, and such shares automatically converted into shares of Common Stock effective September 18, 2025, together with all accrued and unpaid dividends, including dividend shares, subject to certain beneficial ownership limitations.
- F2: AKS Family Partners L.P.'s 250 shares of Series C Preferred Stock automatically converted into 6,189 shares of Common Stock on September 18, 2025, at a conversion price of $40.40 per share. AKS Family Partners L.P. also received 5,571 shares of Common Stock in respect of accrued and unpaid dividends on the Series C Preferred Stock, for a total of 11,760 shares of Common Stock. The conversion occurred after the 20-for-1 reverse stock split effected on August 28, 2025, and all share amounts and prices are reported on a post-split basis. The Series C Preferred Stock was previously reported on the Reporting Person's Form 4 filed in September 2025 as 123,763 shares on a pre-split, as-converted basis.
- F3: AKS Family Partners L.P.'s 100 shares of Series D-2 Preferred Stock automatically converted into 6,025 shares of Common Stock on September 18, 2025, at a conversion price of $16.60 per share. AKS Family Partners L.P. also received 2,410 shares of Common Stock in respect of accrued and unpaid dividends on the Series D-2 Preferred Stock, for a total of 8,435 shares of Common Stock.
- F4: The restricted share award shall vest on the last day of the second-year anniversary after the grant date.
Original sources
Prepared automatically from public filing data. Report a correction.