AlphaYouAXIA3: de Souza Monteiro Ivan discloses securities transactions
By AlphaYouPublished Form 4
de Souza Monteiro Ivan
Reporting filer
de Souza Monteiro Ivan reported Grant or award in AXIA Energia S.A.: 9304 units of Common Shares, dated 2026-09-16. The full Form 4 contains 2 transaction entries.
- Disclosed
- Sep 18, 2026
Reported details
2 entries| Security | Owner | Date | Code | Action | Quantity | Price | Following holdings | Reporting delay | Filed terms and references |
|---|---|---|---|---|---|---|---|---|---|
| Common Shares | de Souza Monteiro Ivan | 2026-09-16 | A | Grant or award | 9304 | 0 | 397,792 | 2 days | Filed terms
|
| Class "C" Preferred Shares (derivative) | de Souza Monteiro Ivan | 2026-09-16 | C | Conversion | 9304 | 0 | 38,146 | 2 days | Filed terms
|
Common Shares
- Owner
- de Souza Monteiro Ivan
- Date
- 2026-09-16
- Code
- A
- Action
- Grant or award
- Quantity
- 9304
- Price
- 0
- Following holdings
- 397,792
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Common Shares
- transaction Date: 2026-09-16
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: A
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 9304
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: A
- shares Owned Following Transaction: 397792
- id: F2
- direct Or Indirect Ownership: D
Class "C" Preferred Shares (derivative)
- Owner
- de Souza Monteiro Ivan
- Date
- 2026-09-16
- Code
- C
- Action
- Conversion
- Quantity
- 9304
- Price
- 0
- Following holdings
- 38,146
- Reporting delay
- 2 days
- Filed terms and references
Filed terms
- security Title: Class "C" Preferred Shares
- id: F3
- transaction Date: 2026-09-16
- deemed Execution Date:
- transaction Form Type: 4
- transaction Code: C
- equity Swap Involved: false
- transaction Timeliness:
- transaction Shares: 9304
- id: F1
- transaction Price Per Share: 0
- transaction Acquired Disposed Code: D
- id: F3
- id: F3
- underlying Security Title: Common Shares
- underlying Security Shares: 9304
- shares Owned Following Transaction: 38146
- direct Or Indirect Ownership: D
Purchases, sales, grants and option exercises are different transactions. The reported code identifies the action; it does not establish a motive.
Filing context
- Quantities and prices are shown in the units filed. No trade value is inferred from their product.
- de Souza Monteiro Ivan: See Remarks*.
- F1: On September 16, 2026, certain of the class "C" preferred shares ("PNC Shares") previously reported herein were converted into Common Shares, in connection with the mandatory redemption of 19.61% of AXIA Energia S.A. (the "Company")'s outstanding PNC Shares announced on September 3, 2026 and pursuant to the terms of the Company's bylaws.
- F2: Represents the sum of (i) RSUs; and (ii) common shares held by the reporting person.
- F3: Pursuant to Article 11 of the Bylaws of the Company, the PNC Shares shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031.
Original sources
Prepared automatically from public filing data. Report a correction.